Compliance Lives

In addition to being the Deputy General Counsel, Vice President, Head of Global Business Integrity at Docusign, Hemma Lomax is a prolific writer about all things compliance. Her thoughtful pieces are designed, she explains, to invite readers to a thinking game. In the latest Compliance Lives podcast she shares her insights into writing, her commitment to doing the right thing and helping others to...

From ERISA to M&A to FCA, Ellen Hunt has had a fascinating and varied compliance life. An employee benefits then M&A lawyer, she made her way to compliance and never looked back, becoming one of the leading voices in the profession. In our conversation she discusses building an effective relationship with the board, the importance of having a network, the wisdom of basketball's Michael Jor...

Marjorie Doyle is a compliance pioneer, leader, innovator and mentor. She created at DuPont a model for how to build a successful compliance program. She taught at the SCCE Basic Compliance & Ethics Academy for almost two decades. And, along the way, she has counseled countless members of our community, while tirelessly advocating for our profession. She's also taught us about what it's like h...

Jonathan Armstrong believes that compliance officers have more in common with potato chips than most would think: both need to maintain their crunch. This isn't just a glib thought. It comes from experience working at a potato chips factory and from more than 25 years serving the compliance community, currentlyas a partner at the London lawfirm Punter Southall,. His expertise in a wide range of to...

Few people pay as much attention to what's going on in compliance and ethics than Radical Compliance's Matt Kelly. His weekly newsletter is a must-read for anyone in the field, and this podcast is a must listen. In the latest Compliance Lives podcast Matt shares how he came to the field, what he sees, and where the thinks the future will take us. Spoiler alert: It's not just AI we should be concer...

Scott Moritz likes to think like a criminal. Both during his long tenure at the FBI and the year's since in the private sector, he has found it helpful to get inside the heads of offenders to understand what they were thinking. In the latest Compliance Lives podcast he addresses the importance of understanding what motivates wrongdoing, the value of being curious, and knowing when you need to turn...

How does a book-loving journalist working on publications such as Family Handyman end up a leader and trusted expert in the field of compliance & ethics? In this podcast Kirsten Liston, CEO and Founder of Rethink Compliance, shares that it takes some curiosity, the willingness to take chances, and a never-ending interest in the field. Listen in as she shares her compliance life, what makes for...

Jay Greenberg has led a compliance life like no other. From engineering student to consultant to Special Agent at the FBI to their Chief Compliance Officer and now on to Managing Director at EY, he's seen and done more than most. In this podcast he shares why an engineering degree is helpful even in compliance, the importance of public service, the range of cases he worked on, the importance of cu...

Fraud and compliance issues go hand in hand, and no one knows more about dealing with corporate fraudsters than John Gill, who is president emeritust of the Association of Certified Fraud Examiners (ACFE). . Listen in as he shares the common themes he has seen in corporate fraud, the virtue of learning from fraudsters, the importance of taking the time to understand why the fraudster committed the...

I made a mistake in editing the podcast with Kristy. So, please enjoy a fresh, corrected version. Kristy Grant-Hart may be leading the most fearless compliance life. As an American she led compliance programs in Europe. She then successfully braved leaving that all behind, going out on her own, and started Spark Compliance Consulting (now a Diligent brand). She also tackled the scary blank page an...

Rebecca Walker is a long-respected leader in the field of compliance program assessments. In this episode of Compliance Lives she takes us through her career evolution from white collar criminal defense attorney to taking the the offense by supporting compliance programs. She shares advice about assxzessments, when you should bring in an expert (and when you shouldn't), and where she sees the comp...

Richard Bistrong , CEO, Front-Line Anti-Bribery LLC shares his story from FCPA offender to trusted voice in compliance. Listen in as he tells us that integrity is a choice, there is a difference for employees between trained and prepared, and the need to move beyond inspiriation to implementation.

Steve Priolo of Priolo Nextgen Compliance LLC is wholly committed to the fractional life. He serves as a fractional compliance officer. In this podcast he explains what a fracitional compliance officer is, how to approach the role, pitfalls to avoid, and the importance of learnig the culture. Listen in to learn more about this atypical, but potentially growing, corner of compliance life.

Kortney Nordrum, VP, Senior Corporate Counsel & Chief Compliance Officer at Deluxe shares her pre-compliance life as a data consultant, how important sharing is in the compliance community, successfully serving in a dual legal and compliance role, and why everyone in compliance should follow Formula 1 racing.

Gery Zack, CEO and Founder of consulting firm Risk Trek and chief risk officer of Eastward AI, and, of course, former CEO of SCCE & HCCA, joins us for this compliance life discussion. In it he highlights the importance of thinking like a criminal, how auditing and compliance are in his DNA, and why we need ot better understand how risks can be intertwined and have impacts across your organzati...

Ethics icon Pat Harned joins us for this episode. In it she discusses how she got involved in business ethics, the change from separate ethics and compliance programs to joint ones (and the cost to ethics), how attitudes towards business ethics have changed through the years, the impact of AI and much, much more.

Charles Freerick's remarkable compliance life began as a network TV and later studio executive. Listen in to hear how this unusual background turned out to be perfect, and how it has helped him develop compliance training.

Melanie Sponholz, Deputy Compliance Officer at BAYADA Home Healthcare shares on this podcast the superpowers for compliance leaders, what you need to know about working with business unit and the value she finds in mindfulness.

Ian Moolman's career has taken him from South Africa to Europe to Abu Dhabi. In this podcast he shares how a career in logistics turned out to be a surprisingly good introduction to the world of compliance. He also shares what he has learned along the way, including what it's really like to live and work in the UAE.

There are few, if any, members of the ethics community as insightful and creative as Paul Fiorelli. The long-time director of the Cintas Center for Business Ethics at Xavier University is a prolific author and an instructor of both the next generation of business professionals as well as the current generation. His talks at industry conferences are always well attended, not least because of his cr...

Joe Murphy is one of the most venerable names in compliance. He is more than just an early compliance officer, starting out when nobody knew what a compliance officer was. He has continued to be a force for innovation in the profession. In this podcast, he shares the early days, seeing the profession develop, the founding of Integrity Interactive and how he sees compliance evolving. And, of course...

The dynamic and insightful Page Motes has an unusual title: Chief Compliance & Sustainability Officer. Listen in to learn how she went from the world of compliance to sustainability, and how she discovered the strength in managing them both together.

Amy Landry is the Delegation Oversight and Risk Management Program director Vaya Health. In this episode she shares her unconventional path into compliance and where it has led her.

While most people enter the world of compliance not fully understanding what the role is, Ronnie Kann, Chief Ethics & Compliance Officer at Circana, entered the job knowing a ton, having analyzed and serve the profession for years at the Corporate Executive Board/Gartner. That doesn't mean that there weren't surprises once he started working in house. In this pocast he shares what he learned,...

Joining us from Baku in Azerbaijan, Sevinj Novruzova, Head of Ethics and Azercell Telecom shares with us her compliance life and what's going on with the growing complliance community in Central Asia. She shares and her experiences and the thoght leaders that helped shape her thinking incluidng Linda Trevino and Guido Palazzzo.