CertFuel
SIE Exam Prep by CertFuel
Free audio study guides covering every topic on the FINRA SIE (Securities Industry Essentials) exam. Each episode breaks down a key unit - from capital markets and products to trading, accounts, and regulatory framework. Listen on your commute, at the gym, or anywhere you study. For the full course - including practice exams, flashcards, and progress tracking - visit certfuel.com.
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Episodes
The Entire SIE Exam in One Pass 22.01.2026 1:23:00
The Entire SIE Exam in One Pass - part of the Final Review chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/final-review/cheat-sheet
U4, U5 and the Permanent Record 21.01.2026 40:00
U4, U5 and the Permanent Record - part of the Regulatory Framework chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/regulatory-framework/employee-conduct-and-reportable-events
FINRA Continuing Education Standards and Compliance Requirements 20.01.2026 57:00
FINRA Continuing Education Standards and Compliance Requirements - part of the Regulatory Framework chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/regulatory-framework/registration-and-continuing-education
Prohibited Activities for the SIE Exam 19.01.2026 1:11:00
Prohibited Activities for the SIE Exam - part of the Trading Accounts Prohibited chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/trading-accounts-prohibited/prohibited-activities
SIPC Math and the Broker Rulebook 18.01.2026 1:01:00
SIPC Math and the Broker Rulebook - part of the Trading Accounts Prohibited chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/trading-accounts-prohibited/books-records-privacy-and-communications
SARs, CTRs and SIE AML Rules 17.01.2026 53:00
SARs, CTRs and SIE AML Rules - part of the Trading Accounts Prohibited chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/trading-accounts-prohibited/aml-compliance
SIE Rules for Trading and Customer Accounts 16.01.2026 1:02:00
SIE Rules for Trading and Customer Accounts - part of the Trading Accounts Prohibited chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/trading-accounts-prohibited/customer-accounts
Trade Settlement and Corporate Action Mechanics 15.01.2026 1:03:00
Trade Settlement and Corporate Action Mechanics - part of the Trading Accounts Prohibited chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/trading-accounts-prohibited/trade-settlement-and-corporate-actions
Investment Returns, Yields and Tax Rules 14.01.2026 52:00
Investment Returns, Yields and Tax Rules - part of the Trading Accounts Prohibited chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/trading-accounts-prohibited/investment-returns
SIE Exam Orders and Trading Strategies 13.01.2026 52:00
SIE Exam Orders and Trading Strategies - part of the Trading Accounts Prohibited chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/trading-accounts-prohibited/orders-and-strategies
Risk and Obligations of Covered vs. Uncovered Options 12.01.2026 1:03:00
Risk and Obligations of Covered vs. Uncovered Options - part of the Products And Risks chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/products-and-risks/options
Why Safe Investments Can Destroy Your Wealth 11.01.2026 55:00
Why Safe Investments Can Destroy Your Wealth - part of the Products And Risks chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/products-and-risks/investment-risks
ETF vs. Mutual Fund Cost Analysis 10.01.2026 52:00
ETF vs. Mutual Fund Cost Analysis - part of the Products And Risks chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/products-and-risks/exchange-traded-products
529 Plans, ABLE Accounts and LGIPs 09.01.2026 1:08:00
529 Plans, ABLE Accounts and LGIPs - part of the Products And Risks chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/products-and-risks/municipal-fund-securities
Alternative Investments for the SIE Exam 08.01.2026 51:00
Alternative Investments for the SIE Exam - part of the Products And Risks chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/products-and-risks/alternative-investments
SIE Packaged Products and Variable Annuities 07.01.2026 1:09:00
SIE Packaged Products and Variable Annuities - part of the Products And Risks chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/products-and-risks/packaged-products
Bond Market and Debt for the SIE 06.01.2026 55:00
Bond Market and Debt for the SIE - part of the Products And Risks chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/products-and-risks/debt-instruments
Mastering SIE Equity Securities and ADRs 05.01.2026 1:09:00
Mastering SIE Equity Securities and ADRs - part of the Products And Risks chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/products-and-risks/equity-securities
Securities Offerings and Underwriting for SIE 04.01.2026 56:00
Securities Offerings and Underwriting for SIE - part of the Capital Markets chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/capital-markets/securities-offerings
Economic Factors for the SIE Exam 03.01.2026 57:00
Economic Factors for the SIE Exam - part of the Capital Markets chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/capital-markets/economic-factors
Market Structure: From IPOs to Dark Pools 02.01.2026 53:00
Market Structure: From IPOs to Dark Pools - part of the Capital Markets chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/capital-markets/market-structure
The Architecture of Financial Market Participants 01.01.2026 1:09:00
The Architecture of Financial Market Participants - part of the Capital Markets chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/capital-markets/regulatory-entities-and-market-participants
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