CertFuel
SIE Exam Prep by CertFuel
Free audio study guides covering every topic on the FINRA SIE (Securities Industry Essentials) exam. Each episode breaks down a key unit - from capital markets and products to trading, accounts, and regulatory framework. Listen on your commute, at the gym, or anywhere you study. For the full course - including practice exams, flashcards, and progress tracking - visit certfuel.com.
Wo hören?
Podcasts in der App Replaio Radio Bald verfügbarPodcasts kommen bald in die App. Installiere sie jetzt und erlebe als Erster einen ganz neuen Blick auf Podcasts
Kostenlos installieren
Android 5 Mio.+ Downloads · Bewertung 4,8
iOS bald
Folgen
The Entire SIE Exam in One Pass 22.01.2026 1:23:00
The Entire SIE Exam in One Pass - part of the Final Review chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/final-review/cheat-sheet
U4, U5 and the Permanent Record 21.01.2026 40:00
U4, U5 and the Permanent Record - part of the Regulatory Framework chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/regulatory-framework/employee-conduct-and-reportable-events
FINRA Continuing Education Standards and Compliance Requirements 20.01.2026 57:00
FINRA Continuing Education Standards and Compliance Requirements - part of the Regulatory Framework chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/regulatory-framework/registration-and-continuing-education
Prohibited Activities for the SIE Exam 19.01.2026 1:11:00
Prohibited Activities for the SIE Exam - part of the Trading Accounts Prohibited chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/trading-accounts-prohibited/prohibited-activities
SIPC Math and the Broker Rulebook 18.01.2026 1:01:00
SIPC Math and the Broker Rulebook - part of the Trading Accounts Prohibited chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/trading-accounts-prohibited/books-records-privacy-and-communications
SARs, CTRs and SIE AML Rules 17.01.2026 53:00
SARs, CTRs and SIE AML Rules - part of the Trading Accounts Prohibited chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/trading-accounts-prohibited/aml-compliance
SIE Rules for Trading and Customer Accounts 16.01.2026 1:02:00
SIE Rules for Trading and Customer Accounts - part of the Trading Accounts Prohibited chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/trading-accounts-prohibited/customer-accounts
Trade Settlement and Corporate Action Mechanics 15.01.2026 1:03:00
Trade Settlement and Corporate Action Mechanics - part of the Trading Accounts Prohibited chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/trading-accounts-prohibited/trade-settlement-and-corporate-actions
Investment Returns, Yields and Tax Rules 14.01.2026 52:00
Investment Returns, Yields and Tax Rules - part of the Trading Accounts Prohibited chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/trading-accounts-prohibited/investment-returns
SIE Exam Orders and Trading Strategies 13.01.2026 52:00
SIE Exam Orders and Trading Strategies - part of the Trading Accounts Prohibited chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/trading-accounts-prohibited/orders-and-strategies
Risk and Obligations of Covered vs. Uncovered Options 12.01.2026 1:03:00
Risk and Obligations of Covered vs. Uncovered Options - part of the Products And Risks chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/products-and-risks/options
Why Safe Investments Can Destroy Your Wealth 11.01.2026 55:00
Why Safe Investments Can Destroy Your Wealth - part of the Products And Risks chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/products-and-risks/investment-risks
ETF vs. Mutual Fund Cost Analysis 10.01.2026 52:00
ETF vs. Mutual Fund Cost Analysis - part of the Products And Risks chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/products-and-risks/exchange-traded-products
529 Plans, ABLE Accounts and LGIPs 09.01.2026 1:08:00
529 Plans, ABLE Accounts and LGIPs - part of the Products And Risks chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/products-and-risks/municipal-fund-securities
Alternative Investments for the SIE Exam 08.01.2026 51:00
Alternative Investments for the SIE Exam - part of the Products And Risks chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/products-and-risks/alternative-investments
SIE Packaged Products and Variable Annuities 07.01.2026 1:09:00
SIE Packaged Products and Variable Annuities - part of the Products And Risks chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/products-and-risks/packaged-products
Bond Market and Debt for the SIE 06.01.2026 55:00
Bond Market and Debt for the SIE - part of the Products And Risks chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/products-and-risks/debt-instruments
Mastering SIE Equity Securities and ADRs 05.01.2026 1:09:00
Mastering SIE Equity Securities and ADRs - part of the Products And Risks chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/products-and-risks/equity-securities
Securities Offerings and Underwriting for SIE 04.01.2026 56:00
Securities Offerings and Underwriting for SIE - part of the Capital Markets chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/capital-markets/securities-offerings
Economic Factors for the SIE Exam 03.01.2026 57:00
Economic Factors for the SIE Exam - part of the Capital Markets chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/capital-markets/economic-factors
Market Structure: From IPOs to Dark Pools 02.01.2026 53:00
Market Structure: From IPOs to Dark Pools - part of the Capital Markets chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/capital-markets/market-structure
The Architecture of Financial Market Participants 01.01.2026 1:09:00
The Architecture of Financial Market Participants - part of the Capital Markets chapter. Study this unit with interactive practice questions and flashcards at https://app.certfuel.com/sie/learn/capital-markets/regulatory-entities-and-market-participants
Ähnliche Podcasts
Höre den Podcast SIE Exam Prep by CertFuel in Replaio
Radio und Podcasts in einer App - kostenlos und ohne Anmeldung. Installiere sie noch heute und verpasse den Start nicht
Replaio ist kein Herausgeber von Podcasts; die Namen der Sendungen, Cover und Audioinhalte gehören ihren Autoren und werden über öffentliche RSS-Feeds verbreitet
