The Compliance Files

In this week’s episode of the Compliance Files podcast series, Steven Roberts, Vice Chairperson of the Compliance Institute’s Data Protection and Information Security (DP&IS) Working Group speaks with Members of the DP&IS WG, John Magee - Partner at DLA Piper and Global Co-Chair Data, Privacy & Cybersecurity,  Alan Moore – Data Protection Officer and Head of Data Governance at Pobal an...

In this week’s episode of the Compliance Files podcast series, Claudette Whyte, Member of Compliance Institute’s Diversity and Inclusion Working Group speaks with Lucie Loiseau, Founder, Data Cash Solution and Áine Crotty, Director- Risk and Compliance - UK & Europe, nib Travel. In this podcast they explore leadership, resilience, identity, and impact—especially for women navigating senior rol...

In this week’s episode, Grainne O’Farrelly, Managing Director, Regulatory Consulting, Kroll Advisory (Ireland) Limited and Member of Compliance Institute’s Prudential, Regulation and Governance (PR&G) Working Group is delighted to be joined by Brian Cooke, Group Chief Information Security and IT Risk Officer at PTSB, to share a sector‑wide perspective on what DORA is trying to achieve, why it...

In this week’s episode of the Compliance Files podcast series, host Kathy Jacobs, Vice-Chair of the Compliance Institute's Sustainability Working Group speaks with Cayzia Mills, Group Sustainability Manager for Applegreen.   In today’s episode, they explore how to draft a credible net zero transition plan under EU rules. With transition planning now a regulatory expectation, they break down the es...

In this week’s episode, Catherine Thornton, Member of Compliance Institute's Prudential, Regulation and Governance Working Group speaks with Sean MacHale, Partner at EY Dublin, Head of Global Sustainable Finance Innovation Hub and Camile Paparelli, Partner EY London, who is the ESG Reporting and Disclosure lead for UK Insurers.  The importance of climate considerations and Environmental, Social an...

In this week’s episode, Kathy Jacobs, former President of Compliance Institute and Chair of the Institute’s Sustainability Working Group speaks with Dr. Norah Storey, Lecturer in Finance at the South East Technological University (SETU). Dr. Norah Storey has conducted a study on the perceptions in low carbon investing and the extent to which finance is stepping up to play its full role in investin...

In this week’s episode, Kathy Jacobs, former President of Compliance Institute and Chair of the Institute’s Sustainability Working Group speaks with Philip Brennan, Founder and Managing Director of Raiseaconcern.com and former President of Compliance Institute. Philip delves into the critical and evolving topic of Whistleblowing, its regulation within the European Union and how it has evolved in p...

The European Accessibility Act, approved in 2019, will come into effect on 28 June 2025, and will mark a significant shift in the EU. In this week’s episode of the Compliance Files Podcast Series, Patrick Erhard, Compliance Specialist, Mercer and Member of Compliance Institute's Consumer Protection Working Group speaks with Cormac Chisholm CEO, DevAlly about the European Accessibility Act (EAA). C...

In this week’s episode, Kathy Jacobs, former President of Compliance Institute and Chair of the Institute’s Sustainability Working Group speaks with Alan Holmes, Advisor & Independent Non-Executive Director, Board and Audit Chair on the topic of the Voice of an INED. Alan takes us through his career to date and he outlines the core purpose of an Independent Non-Executive Director (INED) and ho...

In this week’s episode, Deirdre O’Reilly, Independent Non-Executive Director and Member of Compliance Institute’s Prudential, Regulation and Governance Working Group speaks with David Corrigan, Chief Risk Officer, AIB Merchant Services, Eoin Shields, European Chief Risk Officer, Squareup International Limited and Conor Walsh, Independent Consultant and former Chief Risk Officer at KBC Bank Ireland...

In this week’s episode, Kathy Jacobs, former President of Compliance Institute speaks with Kelly-Anne Rainey, Senior Recruitment Consultant Compliance, formerly of Robert Walters on the topic of Talent Retention. Kelly-Anne outlines what she is seeing in today’s market for Compliance Professionals and what is making them think about moving employer. Kelly-Anne describes what she sees as the main c...

The Central Bank of Ireland released their Regulatory & Supervisory Outlook Report in February 2024. The aim of this report was to outline their perspective on the key trends and risks that are shaping the operating landscape of the financial services sector. Within this context on this week’s episode, Gustavo Pregoni, Member of the Institute's Prudential Regulations and Governance Working Gro...

In this week’s episode, Rachel Woolley, Head of Financial Crime Regulation, Palantir Technologies and Chair of the Institute's Financial Crime Compliance Working Group with the Compliance Institute speaks with Ed McDonnell, MLRO and Head of AML at TD Securities and Member of the Institute's Financial Crime Compliance Working Group, and Shane Keyes, MLRO and Head of AML at Carne Group on the topic...

In this week’s episode, Siobhain Ivers, Senior Director & Deputy Chief Compliance Officer, Etsy Inc.and Chair of the Institute’s Fintech and Payments Working Group speaks with John O'Connor, Partner, Technology & Data and co-Head of FinTech at William Fry LLP, Claire O’Connor, Senior Associate, Technology & Data Protection, Fintech at William Fry LLP, Member of the Institute's Fintech...

In this weeks episode of the Compliance Files Podcast, Kathy Jacobs, former President, Compliance Institute speaks with Ann Shiels, founder of sustainable finance regulatory firm, FinLexSus and Ann is also the Program Director for the Compliance Institute’s Professional Diploma in Sustainable Finance for Compliance Professionals delivered in partnership with the IOB.    In this episode, we revisit...

In this weeks episode, Kathy Jacobs, former President of Compliance Institute speaks with Greta Koch, Policy adviser and press officer to Axel Voss, MEP, European Parliament on the latest addition to Sustainability Regulation the Corporate Sustainability Due Diligence Directive. Greta describes how she became an advisor to Axel Voss in the European Parliament and her role. Greta explains where her...

In this week's episode, Kathy Jacobs, former President of Compliance Institute speaks with Jessica Ramos, Head of Regulatory Oversight and Financial Affairs, EBA Clearing, to discuss the state of payments regulation in the EU today. In this episode, Jessica describes who EBA Clearing are and her role within the company. Jessica advises why she works in the payments industry and what she enjoys abo...

In this week’s episode, Kathy Jacobs, former President of Compliance Institute speaks with Dr Valerie Lyons, Chief Operating Officer of BH consulting on the value of Privacy above and beyond Data Protection. Valerie describes her own journey in Privacy and what inspired her and Todd Fitzgerald to write The Privacy Compass and also outlines what readers can expect from the book. Valerie outlines wh...

In this week’s episode, Kathy Jacobs, former President of Compliance Institute speaks with Maeve Monaghan, CEO, NOW Group on the topic of Purposeful Leadership. In this episode, Maeve take us through her career, up to her leadership of the NOW Group and  describes the values that she seeks to live as a leader. Maeve outlines what the NOW Group is and it's mission. Maeve delves into what purpose me...

In this week episode, Kathy Jacobs, former President of Compliance Institute and Chair of the Institute’s Sustainability Working Group speaks with Russell Burke, Regulatory and Strategic Payments Consultant, Juristic Ltd in relation to the Central Bank of Ireland’s Authorisation Process and how to navigate this process efficiently and to secure that Authorisation. In this episode, Russell outlines...

In part 2 of our International Women's Day Podcast episode, Jacquie Ryan, Program Manger, PAT Business School and member of the Institute’s D&I Committee speaks with Claudette Whyte, Council Member and Chair of the Institute’s D&I Committee on the Gender Pay Gap, Imposter Syndrome, her career journey, her mentorship journey and how she achieves a work life balance. Jacquie also speaks with...

In advance of International Women’s Day on Friday 8th March, Jacquie Ryan, Program Manager, PAT Business School and member of the Institute’s D&I Committee speaks with Maria Walsh, Member of the European Parliament for Midlands-North-West Constituency - Fine Gael & EPP Group. On this week’s episode Maria discusses, the Gender Pay Gap, outlines financial security and STEM advances for women...

On this week’s episode of the Compliance Files Podcast series, Kathy Jacobs, former President, Compliance Institute speaks with Azariah Nukajam, Associate Director, fscom in relation to the current position in Ireland and describes the main themes or challenges encountered by her clients. Looking at the Consultation Papers, CPs 153 and 154, Azariah takes the Duty of Responsibility and outlines wha...

On this week’s episode of the Compliance Files Podcast series, Kathy Jacobs, former President Compliance Institute speaks with Azariah Nukajam, Associate Director, fscom about what we can learn from the international accountability regimes. In this episode Azariah outlines where we are now in the process of rolling out the IAF regime and where in-scope institutions should be at this stage. Azariah...

In today’s episode of the Compliance Files podcast series, Kathy Jacobs, former President, Compliance Institute speaks with Rachel Finn, Director, Data Protection and Cyber-risk Services at Trilateral Research Ltd. and Zachary Goldberg, Ethics Innovation Manager at Trilateral Research Ltd on the topic of AI and Ethics. In this podcast they define AI, and what the risks, threats and benefits are. T...