The Compliance Deep Dive

The Compliance Deep Dive with Doug & Tracy

Business EN ↓ 8 episodes

A sharp, no nonsense compliance podcast that cuts through the fluff. Some episodes may make your grandmother, or even your CCO, cough into their coffee. That’s intentional! Two Formats. One Topic. Same Expert Insight. Compliance Shot: delivers the essential insights in ~15 minutes. Compliance Reserve: offers the full, in-depth conversation with added nuance and perspective. Same topic. Same hosts. Two listening experiences. Choose your pour: quick and powerful, or aged and comprehensive. Please send suggestions to: thecompliancedeepdiver@protonmail.com

Author

The Compliance Deep Dive

Category

Business

Podcast website

podcasters.spotify.com

Latest episode

Jan 9, 2026

Where to listen?

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Episodes

Who Signs the Truth? The Executive Signature That Really Matters 09.01.2026

Description: Why has the DOJ started asking Chief Compliance Officers to personally certify corporate resolutions?. This episode unpacks the "Certification Moment" and what it means for corporate governance. In this episode, we cover: • The Enforcement Pivot: How the DOJ moved from checking policies in binders to demanding proof of who actually owns the compliance program. • The Reality of Indepen...

Adapt or Die: The Fourth Cry of Compliance 09.01.2026

Thirty six new unicorns in six months. Teams of forty reaching billion dollar valuations. Revenue cycles collapsing from years to months! We have entered the era of the "Business Singularity," where the rate of organizational change exceeds the capacity of traditional governance to keep up. Join Dough & Tracy as they explore the future of integrity in the age of artificial intelligence. This s...

When Compliance Flies Economy, Your Next Billion-Dollar Fine Boards First Class 09.01.2026

Is your compliance program a fortress or a facade? Most companies think a well paid CCO and a hotline are enough to keep the DOJ away. They are wrong! In this episode, Dough and Tracy dismantle the "Compliance Theater" to reveal why your program might be structurally designed to fail. They explore the Compliance Reality Test, a new framework exposing why a seat in economy, a parking spot in the ov...

The Multi-Million Dollar Mistake: Why You should Treat a DOJ Investigation Like a Capital Project 09.01.2026

Episode Description: If you were building a £200million factory, you wouldn’t just hire an architect and hope the buildingmanages itself. You would have a Project Manager, a schedule, and a budget. Yet, when companies face a £200 million DOJ investigation, they often hand thekeys entirely to external counsel, and then wonder why costs spiral andtimelines drift. In this episode, we challenge the &q...

When Compliance Flies Economy, Your Next Billion-Dollar Fine Boards First Class 08.01.2026

Is your compliance program a fortress or a facade? Most companies think a well paid CCO and a hotline are enough to keep the DOJ away. They are wrong! In this episode, Dough and Tracy dismantle the "Compliance Theater" to reveal why your program might be structurally designed to fail. They explore the Compliance Reality Test, a new framework exposing why a seat in economy, a parking spot in the ov...

The Multi-Million Dollar Mistake: Why You should Treat a DOJ Investigation Like a Capital Project 08.01.2026

Episode Description: If you were building a £200 million factory, you wouldn’t just hire an architect and hope the building manages itself. You would have a Project Manager, a schedule, and a budget. Yet, when companies face a £200 million DOJ investigation, they often hand the keys entirely to external counsel, and then wonder why costs spiral and timelines drift. In this episode, we challenge th...

Who Signs the Truth? The Executive Signature That Really Matters 08.01.2026

Description: Why has the DOJ started asking Chief Compliance Officers to personally certify corporate resolutions?. This episode unpacks the "Certification Moment" and what it means for corporate governance. In this episode, we cover: • The Enforcement Pivot: How the DOJ moved from checking policies in binders to demanding proof of who actually owns the compliance program. • The Reality of Indepen...

Adapt or Die: The Fourth Cry of Compliance 08.01.2026

Thirty six new unicorns in six months. Teams of forty reaching billion dollar valuations. Revenue cycles collapsing from years to months! We have entered the era of the "Business Singularity," where the rate of organizational change exceeds the capacity of traditional governance to keep up. Join Dough & Tracy as they explore the future of integrity in the age of artificial intelligence. This s...

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