Registered Investment Advisor Podcast

David Cohne is an accomplished investment research analyst and financial writer with proven skills in capital markets, mutual fund, and ETF research, as well as fundamental equity analysis. His research and writing have been published in numerous financial publications.   Listen to this insightful RIA episode with David Cohne about the Bloomberg Mutual Fund. Here is what to expect on this week’s s...

Alynn Godfroy, an award-winning Financial Retirement Specialist, author, and speaker. She is a tax expert recognized as one of the leading independent advisors in Southwestern Ontario. Her goal is to help Canadians plan correctly for retirement because she has witnessed the fallout for families unprepared for transitional periods such as retirement, succession, or sudden loss of a loved one. An ad...

A CFA charterholder and active researcher, Franklin Parker is an international speaker and author of dozens of peer-reviewed articles and trade publications including his 2023 book with Wiley, Goals-Based Portfolio Theory, a #1 new release on Amazon. In 2017, he won the NAAIM Founder’s Award for his work incorporating business cycle analysis into goals-based investing.   Franklin serves on the adv...

Jack Sharry is EVP and Chief Growth Officer at LifeYield, co-chair of the Money Management Institute Digital Advice Community, a member of the Next ChapterExecutive Leadership Advisory Board, and co-chair of Next Chapter Leadership in Action. He also hosts the WealthTech on Deck podcast, is the author of the book Authentic and Ethical Persuasion and contributes regularly to multiple industry publi...

For several years he was the Emmy nominated host of the popular PBS television program, Serious Money. Currently he co-hosts the radio show Talking Real Money, every Saturday at Noon on KNWN Northwest News Radio in Seattle, and also a top 50 investing podcast.   Tom helped build Merriman Capital into one of the premier fee-only investment advisory firms in the country. In 2009 he founded Vestory w...

Fred Saide is a frequent speaker and published newspaper columnist on subjects including Social Security, IRAs, 401k’s, retirement plans, strategic (income) tax planning, and estate planning with retirement assets, longevity and educating clients. His expertise has been well sought after, as he has been published in USA Today and Gannet Media. He has appeared on a number of business programs. Addi...

Nicholas Stuller has spent over 35 years in the financial services industry, and is the founder and CEO of MyPerfectFinancialAdvisor, a new investor to advisor matchmaking application. Prior, Nick was the founding CEO of the two largest financial advisor database companies, and is also the author of “The Truth Shall Set Your Wallet Free, Secrets to Finding the Perfect Financial Advisor”.   Listen...

Russ Piazza co-founded Front Street Capital Management with Michele Blood in 2006. Russ started his investment career in 1977 with Crowell Weedon & Co. In 1979, he moved to Piper Jaffray & Co. where he became a Portfolio Manager. In 2011, Russ became the portfolio manager for a no-load mutual fund, the Tarkio Fund (TARKX). Russ holds a B.A. in Finance from University of Montana.   Listen to this i...

Paul G. McManus is the founder of More Clients More Fun LLC, MCMF Publishing, Creator of The Million Dollar Producer LinkedIn Program, and host of The Million Dollar Producer Show Podcast.  He has worked closely with over 500+ financial advisors, CPAs, life insurance producers, and business advisors since 2015. He is also the author of Million Dollar Producer: The Secret Playbook For Financial Pro...

Maxwell Nee is the Managing Partner of OENO Wine & Whisky Investment. He’s a multi-award-winning entrepreneur who earns his investors a recession-proof and market-beating return with wine & whisky alternative investments.   Listen to this insightful RIA episode with Maxwell Nee about investing in Whisky & Wine. Here is what to expect on this week’s show: - How 6 years of aging whisky equals a 500x...

Patrick Luby is the Municipal Strategist at CreditSights. With over 30 years in the industry, Pat has extensive experience in the trading, research, sales, distribution and management of municipal bonds and municipal bond products, including separately managed accounts (SMAs), mutual funds and ETFs. He is a member of the National Federation of Municipal Analysts, the Municipal Analysts Group of Ne...

Peter Scholtz founded Scholtz & Company in 1994 and has over 30 years of professional investment experience. Following three years (1974-77) at Bankers Trust in New York, Peter attended Columbia Business School in 1978. After receiving his MBA, Peter joined Smith Barney where he worked for 14 years. At Smith Barney, Peter started in Institutional Equity Sales before becoming a Portfolio Manager af...

Dan Ulin, at the age of 15, dealt with the very same challenges your son or daughter faces today: trying to stand out, be heard, and get ahead in a noisy world. He was extremely fortunate; his parents found him a mentor, and through his guidance, Dan learned to communicate with precision and emotional resonance—a skill set that served him well throughout his academic and professional careers. Dan...

Anthony Trupiano is an Award-Winning Independent Fiduciary Advisor ranked in the Top 1% of his industry, Founder of both Trupiano & Associates, LLC and Safe Money Solutions, LLC, Author and Speaker specializing in Group Benefit for the Construction Industry Leaders. Since 2001, he has helped hundreds of family-owned businesses Nationwide and provided medical and ancillary benefits for thousands of...

John Nowicki serves as co-founder, President and CCO of LCM Capital Management with over 36 years of industry experience. He spends his days helping executives, physicians, and business owners prepare for a retirement that is comfortable by reducing costs, taxes and balancing risk. John is passionate about providing transparent financial services. He is committed to empowering his clients with fin...

Larry Kriesmer graduated from the University of Redlands as an English Major and then began his career in financial services as a registered rep and insurance advisor. In that role, he quickly passed the General Securities Representative Series 7 exam and subsequently passed the Series 24 Registered Principal exam and holds the designations of Chartered Life Underwriter (CLU) and Chartered Financi...

– The RIA Podcast with Seth Greene Episode 99 Blake Brewer Blake Brewer is on a mission to help 1 million dads write at least one well-written, meaningful, lasting Legacy Letter to their children.   Listen to this insightful RIA episode with Blake Brewer about the Legacy Letter Challenge. Here is what to expect on this week’s show: - How the idea of writing a letter is simple but writing one for y...

Brian Boughner began his investment career in 2000 right at the very top of the biggest stock bull market. In the past 17 years of his career, he has helped his clients successfully manage their investments through the 9/11 terrorist attack, two equity bear markets, a housing bust, and a credit bust. He has built his career on the foundation that how well you manage your investment returns during...

Gil Baumgarten is a disruptive wealth management pioneer. After battling UBS in defense of 100% ETF portfolios, a direct assault on the firm’s fee-rich mutual fund business, he was on the original beta-test team of six advisors permitted to run discretionary ETF portfolios in 2002. He has since been named one of the “Top-20 ETF Thought Leaders in the U.S.” by Barron’s and The Wall Street Journal. ...

Andrew Rosen is the President of Diversified, LLC. In his role as President, he sets the strategic direction, which focuses on providing clients and employees with everything they need to achieve their goals and dreams.  As a Financial Planner, Andrew forges lifelong relationships with clients, coaching them through all stages of life and guiding them to better achieve their life goals. Andrew lov...

– The RIA Podcast with Seth Greene Episode 95 Dan Ryder Dan Ryder is the Founder of Prime DeFi, the World’s #1 DeFi Education Company obsessed with helping clients achieve financial freedom leveraging DeFiCashFlow opportunities. Prepare to prosper!   Listen to this insightful RIA episode with Dan Ryder about how to use Prime DeFi. Here is what to expect on this week’s show: - How DeFi allows anyon...

Snehal Fulzele is a successful technology entrepreneur, investor, and innovator in the financial services industry. Prior to founding UPTIQ, he co-founded Cloud Lending Solutions, a global lending technology platform used by leading financial institutions globally. As the CEO, he led the growth and talent strategy of the business from inception to its acquisition by Q2 Holdings (NYSE: QTWO). As th...

Salvatore M. Buscemi is the CEO and Co-Founding Partner of HRN, LLC a private multi-family investment office, and CEO for Dandrew Partners Capital Management, his own investment office. Mr. Buscemi also is the Managing Partner for several other direct investment vehicles across several asset classes in commercial real estate and credit, fine art private credit facilities, special situations, and s...

Brandon Reese has been a client advocate in the areas of risk management, retirement planning, as well as financial education for over 20 years. He began pursuing comprehensive wealth management after the consequences of the great recession became evident in his local community in North Texas. His passion is to be a servant leader to all people with whom he connects. Brandon is a graduate of the U...

Jason Glisczynski primarily works with business owners, executives, and people in leadership roles in the manufacturing industry using his Central Prosperity™ process. This methodology consists of investment consulting, advanced planning, and professional relationship management.  Jason’s has nearly 20 years of advisory experience, is a CERTIFIED FINANCIAL PLANNER™ professional, an Investment & We...