Fred Lehrer

Inside Securities Law with Frederick M. Lehrer

Business EN ↓ 5 episodes

The Enforcement Mind with Frederick M. Lehrer is a securities law podcast built around one core advantage: perspective from inside the system. Before entering private practice, Frederick M. Lehrer served as an enforcement attorney with the U.S. Securities and Exchange Commission and as a Special Assistant United States Attorney, investigating and prosecuting securities law violations. This show translates that experience into how the SEC actually reviews disclosures, identifies risk, and decides when scrutiny becomes action. Each episode focuses on how filings are evaluated in practice—not the...

Author

Fred Lehrer

Episodes

The Future Is Being Built in Orlando: Reflections from Launchpad Liftoff 23.06.2026 4:46

EVENT HOST: BEYOND ORLANDO TECH For sponsorships, partnerships, speaking opportunities, media inquiries, or startup ecosystem collaboration, I’d contact: Safia Porter Executive Director, Building Our Tech (BOT) 📧 safia@buildingourtech.org General Contact: 📧 info@buildingourtech.org Website: Building Our Tech (BOT)⁠ https://buildingourtech.org/ THE EVENT: A few nights ago, securities attorney...

The Hidden Compliance Risk: How SEC Disclosure Language Shapes Scrutiny 18.06.2026 3:01

Fred Lehrer - SecuritiesAttorney1.com What companies say matters. How they say it matters just as much. In this episode, Fred explores why language, terminology, and narrative structure play a critical role in SEC disclosures—and how ambiguity, inconsistency, and unsupported claims can create regulatory risk even when the underlying facts are accurate. Show Notes: Many organizations view SEC filin...

Going Public Is Not a Moment. It Is a Permanent Disclosure System. 13.05.2026 3:17

Going public is often treated as a milestone: the moment a private company enters the public markets. But from a securities law and compliance perspective, it is not a single event. It is the beginning of a permanent reporting environment. The initial registration statement, whether through an S-1, Form 10, or another pathway, does more than support a transaction. It establishes the company’s disc...

Why SEC Comment Letters Are Not Isolated Events 06.05.2026 3:33

When a company receives an SEC comment letter, the common mistake is treating it like a contained problem: answer the question, resolve the issue, move on. But a comment letter is rarely an isolated event. It is usually the visible result of a review process that began earlier, when SEC staff identified patterns, inconsistencies, gaps, or unclear disclosures in the company’s filing. In this episod...

What Really Triggers SEC Scrutiny: Friction, Inconsistency, and Ambiguity in Disclosures 12.04.2026 5:46

What Really Triggers SEC Scrutiny: Friction, Inconsistency, and Ambiguity in Disclosures The script explains that SEC scrutiny rarely starts with an obvious misstatement or major omission; it often begins with small “points of friction” such as incomplete, inconsistent, or overly generalized disclosures that prompt questions and expand iteratively. Common triggers include subtle inconsistencies ac...