FCPA Compliance Report

In this episode, Tom Sporkin explains how whistleblowers has different, yet complimentary rights and obligations under SOX and Dodd-Frank.  Learn more about your ad choices. Visit megaphone.fm/adchoices

This week, in a five-part podcast series, I am exploring the role of corporate monitorships in compliance and some of the key issues which companies and compliance professionals may face in dealing with monitors. Today, we consider what issues a company should consider when hiring or retaining a corporate monitor. Learn more about your ad choices. Visit megaphone.fm/adchoices

With Opening Day and the Astros raising the WS banner only a couple of days away, Jay and Tom take a look at some of the top compliance stories over the past week. Learn more about your ad choices. Visit megaphone.fm/adchoices

In this episode, we take up a key element in the upcoming General Data Protection Regulation (GDPR), which comes into effect on May 25, 2018, that being the issue of the Data Protection Impact Assessment. Learn more about your ad choices. Visit megaphone.fm/adchoices

Today we consider the plight of soon-to-be former Facebook Chief Information Security Officer Alex Stamos who was seemingly retaliated against for his actions to try and bring the data hacking of Facebook to the attention of senior management. Learn more about your ad choices. Visit megaphone.fm/adchoices

In this episode, I visit with Donna Bucella, the President-Compliance at Guidepost Solutions. Guidepost Solutions is well-known in the monitorship realm, but the company has a much wider focus, which Bucella discusses in this podcast Learn more about your ad choices. Visit megaphone.fm/adchoices

In the midst of this true madness in the NCAA tournament this year, Jay Rosen and myself take a look at some of the top compliance stories over the past week. Learn more about your ad choices. Visit megaphone.fm/adchoices

Managing Director of Strategy at LRN. We discuss how leading with principles has become even more important after the current wave of corporate scandals all in the context of Board of Directors accountability. Learn more about your ad choices. Visit megaphone.fm/adchoices

In this episode, Matt Kelly and I take a deep dive into the recent SEC enforcement action against Elizabeth Holmes, the disgraced founder of Theranos, for her massive fraud around the former unicorn. Learn more about your ad choices. Visit megaphone.fm/adchoices

In this episode, I welcome back Steve Durham, a partner with Labaton and Sucharow to discuss the continued reverberations from the recent Supreme Court decision narrow the definition of whistleblowers in Digital Realty Trust v. Somers. Learn more about your ad choices. Visit megaphone.fm/adchoices

March Madness is upon us, with the first ever #16 knocking off a Number 1 see. In the midst of this true madness, Jay Rosen and myself take a look at some of the top compliance stories over the past week. Learn more about your ad choices. Visit megaphone.fm/adchoices

Henry Worsley and Ernest Shackleton are related by more than blood. They are related by their souls. In this episode, we explore leadership lessons from both in the Antarctic expeditions. Learn more about your ad choices. Visit megaphone.fm/adchoices

In this episode, Matt Kelly and I continue our exploration of the fallout from the recent Supreme Court decision in Digital Realty Trust v. Somers in light of the filing by BioRad in its appeal of the whistleblower award to its former General Counsel, Sanford Wadler. Learn more about your ad choices. Visit megaphone.fm/adchoices

In this episode, I visit with Miller & Chevalier Member John Davis on the firm’s FCPA Winter Review 2017. We discuss the key FCPA enforcement actions from 2017 and developments in compliance. Learn more about your ad choices. Visit megaphone.fm/adchoices

Check out the week's top FCPA, compliance and ethics stories in This Week in FCPA, with Tom Fox and Jay Rosen. Learn more about your ad choices. Visit megaphone.fm/adchoices

In this episode I consider the role of the Board of Directors in having a Compliance Committee and having a compliance expert on the Board itself. This lack of a key resource to the Board is something which has now drawn the attention of regulators and prosecutors. Learn more about your ad choices. Visit megaphone.fm/adchoices

In this episode we explore the basic policies and procedures that you need to have in place to comply with the General Data Protection Regulation or GDPR. Learn more about your ad choices. Visit megaphone.fm/adchoices

In this episode, Matt Kelly and I explore the recent revelations of systemic sexual harassment and abuse present in the front office of the Dallas Mavericks. The allegations were not lodged against owner Mark Cuban but against his former team CEO, Terdema Ussery, who was CEO of the Mavericks from 1997 to 2015. Learn more about your ad choices. Visit megaphone.fm/adchoices

In this podcast I welcome back John Hanson, founder and President of the International Association of Independent Compliance Monitors (IAICM) the only professional group for independent corporate monitors. Learn more about your ad choices. Visit megaphone.fm/adchoices

In this episode, Jay Rosen and myself take a look at some of the top compliance stories over the past week as we celebrate Texas Independence Day. Learn more about your ad choices. Visit megaphone.fm/adchoices

In this episode, I visit with Joel Solomon on his new book "The Clean Money Revolution". Learn more about your ad choices. Visit megaphone.fm/adchoices

In today’s episode of Countdown to General Data Protection Regulation (GDRP), Jonathan Armstrong, a partner at Cordery Compliance Ltd in London, and myself consider the role of the Data Protection Officer (DPO) in complying with the new regulations which go live on May 25, 2018. Learn more about your ad choices. Visit megaphone.fm/adchoices

In this episode, Matt Kelly and I take a deep dive into the implications flowing from the Supreme Court’s decision last week in the Digital Realty Trust v. Somers decision. Matt initiated a ‘tweetstorm’ in articulating his thoughts on the effects of the decision, including its effect on corporations, Chief Compliance Officers, corporate compliance functions and the Securities and Exchange Commissi...

In this episode, I split it into two parts. The first is a legal analysis of the recent Supreme Court decision narrowing the definition of whistleblowers, Digital Realty Trust v. Somers. In part 2, I am joined by SCCE President Roy Snell to discuss the implications of the decision for corporate America, compliance functions, the SEC and whistleblowing. Learn more about your ad choices. Visit megap...

In this episode Jay Rosen and myself discuss the week's top compliance and ethics stories. Learn more about your ad choices. Visit megaphone.fm/adchoices