FCPA Compliance Report

I continue my five-podcast exploration of working with monitors. I am joined by Don Stern, Managing Director, Corporate Monitors and Consulting Services at Affiliated Monitors, Inc. on working with monitors. Today we consider the various manners in which regulators at all levels, from the federal, to state and local levels, use monitors. We also consider how monitors can be used outside the regula...

I continue my five-podcast exploration of working with monitors. I am joined by Don Stern, Managing Director, Corporate Monitors and Consulting Services at Affiliated Monitors, Inc. on working with monitors. Today we consider how monitors work. Learn more about your ad choices. Visit megaphone.fm/adchoices

Over the next five podcasts, I will visit with Don Stern, Managing Director, Corporate Monitors and Consulting Services at Affiliated Monitors, Inc. on working with monitors. At the end of this series you will have a much broader appreciation on the benefits of an independent monitor, how monitors work and how the different types of monitorships can benefit a wide variety of businesses, transactio...

I conclude this five-podcast exploration of working with monitors, where I have been joined by Don Stern, Managing Director, Corporate Monitors and Consulting Services at Affiliated Monitors, Inc. (the sponsor of this five-part series) on working with monitors. In this final episode we consider lawyers using monitors, most typically where the clients are under investigation for some regulatory iss...

I continue my five-podcast exploration of working with monitors. I am joined by Don Stern, Managing Director, Corporate Monitors and Consulting Services at Affiliated Monitors, Inc. (the sponsor of this five-part series) on working with monitors. Today we take up the impact using a monitor can have on an organization. Learn more about your ad choices. Visit megaphone.fm/adchoices

As we celebrate all things Star Wars on the May the Fourth Be With You edition, Jay Rosen and myself take a look at some of the top compliance stories over the past week. Learn more about your ad choices. Visit megaphone.fm/adchoices

In this episode of Across the Board, I visit with Preston Pugh and AIysha Hussain from the firm of Miller & Chevalier on their recent paper entitled, “A More Effective Way For Corporate Boards To Respond In A #MeToo World” which they authored with Ian Herbert. In this paper they suggest ways Boards of Directors could begin to address corporate harassment scandals. We use their article as a startin...

In this episode, Matt Kelly and I take a continued deep dive the underlying assumptions around the reasons for lack of IPOs by small and mid-cap sized firms. We focus on a speech by SEC Commissioner Robert Jackson recently gave exploring possible reasons why middle market companies aren’t going public. Learn more about your ad choices. Visit megaphone.fm/adchoices

In this episode I visit with Morrison and Foerster partner James Koukios on the firm's January and February Top Ten international anti-corruption cases, issues and developments. Learn more about your ad choices. Visit megaphone.fm/adchoices

After being joined by Jay’s girls to celebrate our 100th  anniversary episode, Jay Rosen and myself take a look at some of the top compliance stories over the past week. Learn more about your ad choices. Visit megaphone.fm/adchoices

With Wells Fargo about to be fined $1 billion for behaving badly, Jay Rosen and myself take a look at some of the top compliance stories over the past week. Learn more about your ad choices. Visit megaphone.fm/adchoices

This week the gang goes for more of a roundtable Q&A with a couple of topics. We first consider the testimony of Facebook CEO Mark Zuckerberg before Congress and his company’s imbroglio with Cambridge Analytica and then the search warrant issued to Michael Cohen. Learn more about your ad choices. Visit megaphone.fm/adchoices

In this episode, Matt Kelly and I go meta as we go into the weeds about Weed, in the context of the recent announcement by the administration that it would not prosecute persons or producers in states where marijuana sales are legal. Learn more about your ad choices. Visit megaphone.fm/adchoices

In March the SEC made its biggest-ever whistleblower award giving one person $33 million and in the same case split nearly $50 million between two others. All three whistleblowers were represented by the law firm of Labaton Sucharow and the awards were based upon SEC enforcement actions against Merrill Lynch. Today, I have with me Steve Durham, a partner at the firm to talk about the awards and it...

With the Red Sox leading the AL with a 10-2 start and back to brawling with the NY Yankees, Jay Rosen and myself take a look at some of the top compliance stories over the past week Learn more about your ad choices. Visit megaphone.fm/adchoices

In this episode of Countdown to GDPR, Jonathan Armstrong, a partner at Cordery Compliance in London and I consider the roles of vendors in GDPR. These roles are both in complying with GDPR and substantively following the regulation itself. The first area is a vendor which is a subject matter expert in the areas of data protection and data privacy. The second is in managing vendor risk under GDPR....

Privilege and Arrogance at the EPA Learn more about your ad choices. Visit megaphone.fm/adchoices

In this episode of the FCPA Compliance Report, I visit Hogan Lovells partner Stephanie Yonekura on the always difficult decision on whether a company should self-disclose a potential FCPA violation or even allegations of a potential FCPA violation to the Justice Department. Learn more about your ad choices. Visit megaphone.fm/adchoices

With the Astros off to a 6-1 start and the Facebook FUBAR continuing, Jay Rosen and myself take a look at some of the top compliance stories over the past week.  Learn more about your ad choices. Visit megaphone.fm/adchoices

The top compliance roundtable podcast is back with a wrap up of the some of the top compliance stories over the first quarter of 2018. Learn more about your ad choices. Visit megaphone.fm/adchoices

The golden age of polar exploration lasted from about 1895 to 1912 during which time explorers reached both the North Pole and the South Pole. Yet even today their explorations and expeditions raise admiration and even awe. In this episode, we discuss the race to the South Pole and what leadership lessons may be drawn from it. The three principals we discuss in this episode are Englishmen Ernest S...

This week, in a five-part podcast series, I have been exploring the role of corporate monitorships in compliance and some of the key issues which companies and compliance professionals may face in dealing with monitors. Today, for our final episode in this series, we consider the always controversial topic of monitorship costs and expenses. Learn more about your ad choices. Visit megaphone.fm/adch...

This week, in a five-part podcast series, I am exploring the role of corporate monitorships in compliance and some of the key issues which companies and compliance professionals may face in dealing with monitors. Today, we consider what is a pre-settlement monitorship and how it can be such a powerful tool for the compliance professional.   Learn more about your ad choices. Visit megaphone.fm/adch...

This week, in a five-part podcast series, I am exploring the role of corporate monitorships in compliance and some of the key issues which companies and compliance professionals may face in dealing with monitors. Today, we consider what is a post-resolution monitorship. Learn more about your ad choices. Visit megaphone.fm/adchoices

In this five-part podcast series, I am exploring the role of corporate monitorships in compliance and some of the key issues which companies and compliance professionals may face in dealing with monitors. I am joined in this exploration by Vincent DiCianni, founder and President of AMI and Eric Feldman, Senior Vice President and Managing Director of Corporate Ethics and Compliance Programs for AMI...