Banking Matters

In this insightful interview, host Elizabeth Holtrop speaks with Texas banking veteran John Snider about his extensive experience in community banking, the origins of Compliance Alliance, and his advice for bankers. The episode highlights how leadership, service, and continuous learning impact a career and an industry.

In this episode of Banking Matters, host Elizabeth Holtrop interviews Lubbock D. Smith III, President of the South Dallas Market at Vista Bank. Lubbock shares his bank's approach to investing in the South Dallas market through community development and financial literacy initiatives geared toward entrepreneurs and small business owners. Lubbock shares his vision of how innovative programs, strateg...

In this episode of Banking Matters, host, Linsey Hugueley, interviews Jeff Hicks, co-founder and President of RealWired, about the evolving landscape of appraisal management, bank valuation workflows, and the vital role of chief appraisers. Jeff shares practical insights on streamlining processes, leveraging technology, and fostering leadership in valuation teams—essential for bankers and appraise...

In this episode of Banking Matters, host, Linsey Hugueley, speaks with Jill Williams, founder of Spring Media Solutions and compliance specialist. They discuss the evolution of social media in banking, the importance of understanding FFIEC guidelines, and the risks associated with social media content. Jill emphasizes the need for banks to create compliant content, monitor post-publication risks,...

In this episode, host Elizabeth Holtrop is joined by Jessica Lamoreux, Director of Education at Compliance Alliance. Jessica discusses the emerging regulatory landscape for payment stablecoins, the implications of the GENIUS Act on banks, and how community banks can carve out a space in the payment stablecoin market. The episode provides insights into proposed rules from the OCC, FDIC, and Treasur...

In this episode, Brett Goodnack, Compliance Advisor with Compliance Alliance, discusses FinCEN's proposed changes to BSA and AML standards, analyzing the proposed rulemaking and its implications for banks. He offers insights into risk-based frameworks, methods of assessing the strength of a bank's BSA/AML program, and practical advice for compliance officers navigating these evolving standards.

In this episode of Banking Matters, host, Linsey Hugueley, talks with Dr. Brandon Roberts, founder, president, and CEO of Premier Insights Inc., about the turbulent regulatory environment, fair lending practices, and the future of data-driven risk management in banking. They discuss how banks can navigate uncertainty, leverage AI, and stay ahead in compliance and fair lending.

In this episode of Banking Matters, host, Linsey Hugueley, speaks with Shelli Clarkston, an attorney at Spencer Fane LLP and an expert in regulatory compliance and cybersecurity for financial institutions. They discuss Shelli's extensive experience in banking, the current cybersecurity risks facing banks, and the importance of integrating compliance into product development. The conversation also...

In this episode of Banking Matters, host, Linsey Hugueley, speaks with Bruce Toppin, a partner at Hush Blackwell, about the evolving landscape of banking regulations. They discuss Bruce's journey into the financial services sector, the regulatory changes initiated during the Trump administration, and the current trends in bank examinations and enforcement actions. Bruce highlights the importance o...

In this episode of Banking Matters, host, Linsey Hugueley, and Bob Simpson, President of DaylightAML, delve into the intricacies of risk assessments in the banking sector. They discuss the importance of aligning risk assessments with organizational priorities, the necessity of creating effective checklists, and the critical role of training in risk management. Bob shares insights from his extensiv...

In this episode of Banking Matters, host, Linsey Hugueley, welcomes Mark Kanaly, co-leader of Alston & Bird's corporate area and bank practice. They delve into the intricacies of mergers and acquisitions (M&A) within the banking sector, discussing how banks can determine their readiness to buy or be bought. Mark shares insights on the current favorable conditions for M&A, emphasizing t...

In this episode of Banking Matters, host Elizabeth Holtrop interviews Rich Perez, Vice President of Innovation and Digital Products at the Texas Bankers Association. They discuss Rich's journey into banking, the importance of innovation for community banks, and the challenges and opportunities presented by emerging technologies like stablecoin and AI. Rich emphasizes the need for community banks t...

In this episode of Banking Matters, host Linsey Hugueley speaks with Wendy Sullivan, a Senior Vice President of Virtual Compliance Officer Services at Compliance Alliance. They discuss Wendy's journey in banking, the importance of compliance, and how to navigate regulatory scrutiny effectively. Wendy emphasizes the significance of communication with examiners, the need for thorough documentation,...

In this episode of Banking Matters, host Linsey Hugueley interviews Carl Goss, an attorney with extensive experience in banking regulation and enforcement. They discuss Carl's journey into the banking industry, the growing intersection of community banks and cryptocurrency, practical steps for banks to engage with digital assets, and the risks and fraud considerations associated with crypto transa...

In this week's episode of Banking Matters, host Elizabeth Holtrop talks with Svitlana Keeney, a Compliance Officer at Compliance Alliance who has extensive trust compliance experience. The conversation focuses on key factors to consider when managing compliance in the arena of trust and wealth management. Svitlana emphasizes the importance of protecting an institution's reputation and client trust...

In this week’s conversation, host, Linsey Hugueley, chats with Gayle Brooke, Compliance Officer for Independent Bank, about the critical role of human oversight in AI-generated outputs, highlighting the risks of unverified information and the concept of 'work slop'. She advocates for careful review of AI outputs to prevent inefficiencies and errors in the workplace.

In this episode of Banking Matters, host Elizabeth Holtrop interviews Kyle Owens, a partner at Bradley law firm, to discuss the intersection of banking and law. The conversation focuses particularly on reputation risk and recent regulatory changes. They explore the implications of debanking, the shift in regulatory focus away from reputation risk, and best practices for banks to navigate these cha...

In this episode of Banking Matters, host Elizabeth Holtrop speaks with attorney Sarah A. Samuel about the complexities of subpoenas in the banking sector. They discuss the legal implications of subpoenas, the importance of involving legal counsel, and the common scenarios in which banks might receive subpoenas. Sarah emphasizes that subpoenas are often simply a discovery tool and not necessarily a...

In this episode of Banking Matters, Elizabeth Holtrop hosts Brett Goodnack to discuss recent developments in Bank Secrecy Act (BSA) regulations, particularly focusing on the new FAQs issued by FinCEN regarding Suspicious Activity Reports (SARs). Brett provides analysis into the implications of these FAQs, including potential contradictions with existing guidance, the importance of documentation in...

In this episode of Banking Matters, host, Linsey Hugueley, interviews Jim Bedsole, retired Chief Compliance and Risk Officer with 40 years of experience in banking. Jim shares insights into his career journey, the evolution of compliance in banking, and essential skills for compliance officers. He emphasizes the importance of mentoring, continuous learning, and balancing work with personal interes...

In this episode, hosts, Linsey Hugueley and Elizabeth Holtrop, are joined by members from across Compliance Alliance: Kelly Owsley, a Virtual Compliance Officer in our Virtual Partners division, Brett Goodnack, a Compliance Advisor in our Compliance Hub division, and Jeff Swilley, Director of our Tailored Solutions division. Together, they unpack key regulatory developments facing banks, including...

In this episode, Linsey Hugueley interviews Alesha Paulsen, a BSA officer at Honor Bank, discussing her journey in banking, the prevalence of fraud and scams, and the importance of community engagement and education in combating these issues. Alicia shares insights on collaboration among financial institutions and the impact of Bitcoin kiosks on fraud, and offers valuable advice for both banking p...

In this insightful discussion, attorney Jessica Guobadia shares her expertise on the complexities of probate, guardianship, and fiduciary litigation. She emphasizes the importance of understanding legal documents like powers of attorney and trusts, and the critical role banks play in safeguarding clients' interests. Jessica also highlights the need for thorough training and clear communication bet...

In this episode of Banking Matters, host Elizabeth Holtrop interviews Will Lucas, Vice Chair of the Texas Bankers Association. They discuss Will's journey into banking, his goals for TBA, the current regulatory environment, and the importance of community banking. Will shares insights on addressing fraud, the future of stablecoin, and the balance between traditional banking and innovation. He emph...

In this episode of "Banking Matters," host Linsey Hugueley interviews Mauricio Leandro, a seasoned BSA and AML compliance executive. Mauricio shares his journey from an unexpected start in finance to becoming a leader in compliance. He discusses the importance of depth of knowledge for BSA officers, the characteristics of successful compliance programs, and the role of executive management in fost...