Advice Evolution - Non Weekly Update

In this episode, David covers a range of key business updates and upcoming initiatives, including: Board Meeting highlights 15th Anniversary Shareholders Dinner Claude AI and Claras updates RetireMap and SOA feedback Summit planning AE Direct and adviser referrals Upcoming PD Day AI-powered file checking FSGs and WDIs 2027 conference planning Service Standards training File preparation SOAs for RO...

Let’s learn about Charmaine Hall of Unbound Financial as she shares her background, passion, and interesting facts. She also speaks briefly about his work environment in Wangaratta, how his fast-growing solo practice operates, and what he enjoys about building a community-driven advice business. She discusses his coolest and most memorable advising strategies, her approach to fee models, and how s...

In this episode, David shares key updates across the business, including developments in AI and advice processes, compliance expectations, and file quality improvements. He highlights important regulatory updates such as the CSLR levy, AUSTRAC requirements, and AFCA insights, while reinforcing the need for strong documentation and defensible advice. David also covers market conditions and client c...

In this episode, David shares key business updates, including AE Group’s 15-year milestone, along with important compliance reminders and practical guidance for advisers. He also covers audit improvements, client reviews, cybersecurity, and offshore support, while highlighting industry risks and the importance of strong documentation and a long-term approach during market fluctuations.

In this episode, David shares insights from the recent Advice Summit held at the National Press Club in Canberra, along with key industry developments, regulatory updates, and opportunities ahead for advisers and the profession.

This update announces the release of AE Group Podcast – CEO Update #69 , where David Harris shares key business, compliance, and team updates for all advisers. The episode covers upcoming CPD and Ensombl PD Day reminders, regulatory and training updates (ASIC, AML, succession planning, cyber insurance), tech developments (AI tools, Worksorted CRM), and team news (new hires, transitions, and confer...

In this episode, David covers a range of important updates and reminders for all advisors and team members, including: Contribution cap checks – A timely reminder as we approach EOFY: to carefully monitor client contribution caps to avoid breaches and potential regulatory issues. Cowell Clarke portal for reporting ( soon to be implemented ) –introduction to the use of the portal for reporting comp...

In this episode, David Harris discussed about: Professional Indemnity Insurance Upcoming Conference Compliance Market situation SMA’s and Portfolios Client fees PD Day in Sydney Ensombl Portals for sharing files Cyber risk security Unit trust auction Regulatory obligation Financial services industry Thanks for listening and happy streaming! To keep you updated to all of AE podcasts, visit our AE I...

In this episode, David Harris discussed about: Statement of variation Website Disclosure Information - is live Ongoing Agreements Compliance feedback Training ideas Site Visit feedback Insignia - Private Equity Takeover Changes for new year (watch this space) 2025 Conference will be in Darwin Hilton Office Closure -  20 Dec 24 to 3 Jan 2025 New ongoing agreement template Sydney Catch Up on 29 Janu...

In this episode, David Harris discussed about: 2024 Brisbane conference post-update Adviser group chat in Zoom channel Office closed: 22nd December -  6th of January Financial outcomes from Stephen Jones Acquire new clients Audits Site visits Next year's conference: September in Darwin. Tech tips PD Day: March in Melbourne Online training Peer groups AI Google recording Cyber risk ROA ASIC Thanks...

In this episode, David Harris discussed about:  The iExtend license. FSG. End to End Team and the AE Direct Team. He shared his insights from the VBP conference and had the opportunity to catch up with the team in Cebu. Compensation Scheme of Last Resort (CSLR). The importance of cyber insurance. The new team member Clifford, our new bookkeeper. Brisbane conference.

In this episode, David is joined by iExtend’s Head of Distribution Protip Dasgupta, and the Head of Alliances, Mark Stubbings who then announce that iExtend has finally been granted a license to offer financial services products and to provide general advice in Australia. iExtend also briefly discussed who they are, and what are the benefits their products could offer to the advisers and their cli...

In this episode, David Harris discussed about: * Education pathway initiative for financial advisors * Increased oversight by superannuation trustees, and concerns about Financial Disclosure Statements. * Recent merger of the SSHH Unit Trust and Fintegrity Wealth * Fintegrity Wealth’s advisors were set to attend the Advice Evolution Conference. * CPD Program success in enhancing advisor knowledge...

Quick recap The Professional Year program within Advice Evolution was discussed, with Noemi and Mimi providing insights into the application process, qualifications, and requirements for new financial advisors. The structure of the Professional Year (PY) program, including training and independent activities, was clarified, as well as the process for accelerating the PY and the benefits of the pro...

Quick recap Brad shared his personal background, career journey, and his approach to working with diverse clients, emphasizing the importance of strong relationships and a fee-based model for their services. He also discussed his transition from coaching soccer to netball and his future concerns, including scaling back his work, travel, and retirement. Don't miss an episode! Follow us on Spotify &...

Quick recap Introducing John Saunders, an aged care specialist, from Scotland Island. He discussed his own professional journey. He emphasized the importance of financial planning in aged care, particularly for small to medium-sized businesses, and offered expertise in aged care to advisers. John also detailed his fee regime, business, and the recipients of his campaigns, as well as his experience...

Quick recap Andrew Formica, the Executive Chairman of Magellan, shared his career journey and belief in active management. He discussed the challenges faced by Magellan and his strategy to boost morale and re-establish communication with clients. He also emphasized the importance of fees as a value add in the investment industry and mentioned the company's strong investment commitment. Magella...

Quick recap David Harris introduced a new initiative called the 'End to End process', which aims to revolutionize the way administrative services are conducted within the practice. Ginelee, who is in charge of this initiative, confirmed its smooth operation and shared her personal details. They discussed Ginelee's experience working in the industry, and the possibility of her becoming...

Episode content: Education Program Overview CPD tracking Russell PD Day on 27 March Ensombl PD Day 9 May 2024 AE Conference If you have any questions, please feel free to reach out: • eo@adviceevolution.com.au • events@adviceevolution.com.au Don't miss an episode! Visit our AE intranet to keep you posted. AE Intranet >>> https://sites.google.com/view/adviceevolutionintranet/ae-updates...

Let us get to know the first PY graduate of Advice Evolution, Corey Kovac as he shares his personal life and his experiences with Forbes Financial in Adelaide. Corey discusses his journey as a financial adviser, his approach to client meetings, and his charging methods. To keep you updated on all of AE podcasts, visit our AE Intranet >>> ⁠⁠https://sites.google.com/view/adviceevolutionintr...

Quick recap David covered a range of topics including congratulating Corey on being the first PY graduate from Forbes Financial in South Australia and announcing plans for a podcast to discuss his experience and learnings. He also discussed service improvements and future plans, emphasizing the importance of well-articulated objectives in the financial plan and cybersecurity in businesses. Changes...

Let's get to know AE's dedicated FPA, Nins, as she discusses her personal life and recreational hobbies. She also talked about her favorite tasks, what she appreciates most about her profession and her future plans.

Let's get to know Drea better as she discusses her personal and professional experiences. She discusses her role in Advice Evolution as well as in Tweed Financial. She discusses some of her favorite tasks and things she enjoys about her career. She also discussed some of her hopes and goals. Don't miss an episode! Stay up to date by visiting our AE Intranet >>> https://sites.googl...

In this episode, Pia, from the Advice Evolution Support Team discusses her professional and work environment. Let us get to know her as she speaks about herself and her aspirations. Don't miss an episode! Stay up to date by visiting our AE Intranet. You may click on this link: https://sites.google.com/view/adviceevolutionintranet/ae-updates-and-podcasts/the-inside-word?authuser=0 Thank you!

In this episode, Stu discusses how he started into advice and his business fundamentals. He also provided some amusing facts and details about his personal life. Don't miss an episode! Stay up to date by visiting our AE Intranet. You may click on this link: ⁠https://sites.google.com/view/adviceevolutionintranet/ae-updates-and-podcasts/the-inside-word?authuser=0⁠ Thank you!