Model Office and The Science of Compliance

We welcome Nick Eatock CE Intellifo, to discuss how his technology can enable governance, risk and compliance practice within retail investment advice firms. Focusing on his journey to build Intelligent Office (iO) and how practice management technology acts as an enabler to professional practice.  

We discuss with Nick his journey to become a leading voice and advocate for financial planning, challenges faced across compliance and covid19 pandemic, his gamy leg and how he views the future of the industry 

We begin our financial planning and wealth management industry practitioners episodes with Capital Asset Management's CE Alan Smith and Compliance Officer Charles Riches talking all things business strategy, collaboration, compliance practice and technology as an enabler for the missing middle office...

Listen in for top tips on research and due diligence, evidence based practice, embedding suitability and client segmentation strategies plus how to take care of yourself and your business through challenging times...

In this inaugural episode we aim to debunk compliance myths around it being a business inhibiter and look at tools and techniques through Rory Percival's experience and expertise that can help support your business and your clients ongoing needs and ensure professional practice 

If you are curious about how compliance can act as a business enabler to sustainable, professional practice and business growth then listen to our trailer and sign up for the science of compliance podcast fun ahead.  In each podcast we will investigate through expert guest opinion, can studies, tools, techniques, behavioural science and much more how constructive compliance, risk and governan...