Thomas Fox

Innovation in Compliance with Tom Fox

Business EN ↓ 609 episodes

Innovation in compliance brings you interviews with industry leading experts who are changing the way practitioners approach compliance. Host Tom Fox, the Compliance Evangelist and Voice of Compliance is driving the conversation about compliance into the 2020s and beyond with his focus on innovations for the compliance practitioner and the compliance profession. If you want to learn how to bring business solutions to compliance problems to more fully operationalize compliance, this is the podcast for you.

Author

Thomas Fox

Category

Business

Latest episode

Jun 30, 2026

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Episodes

Compliance with Data Privacy with Bill Piwonka 14.03.2023

Legal GRC focuses on the various activities and responsibilities that people who report to legal must carry out, such as data privacy and breach response. In this week’s show, Tom Fox reconnects with Bill Piwonka, Chief Marketing Officer of Exterro, to discuss compliance with data privacy. They discuss the concept of legal GRC, which is a subcategory of the larger umbrella of GRC. They also explor...

The Secret Power of Meditation with Kara Goodwin 07.03.2023

"Most successful executives are well aware of meditation and the secret power of it, and that it has a competitive advantage because it can change the way they're thinking, access more levels of creativity and intuition," says Kara Goodwin, a meditation expert and Tom Fox’s guest on the latest episode of Innovation In Compliance. Kara and Tom discuss the transformative power of meditation, the ben...

Creating the Insights Lab with Zachary Coseglia 28.02.2023

In this insightful episode of the Innovation In Compliance podcast, Tom Fox welcomes Zachary Coseglia, the founder of the Ropes & Gray Insights Lab, to talk about the creation of the unique consultancy within the law firm. Zach dives into the challenges of building a team with diverse skill sets and backgrounds for a new function like the Insights Lab. He shares the value of data analytics for com...

Leveraging Technology in Third-Party Risk Management with Jag Lamba and Jared Ezzell 21.02.2023

Jag Lamba and Jared Ezzell from Certa, join Tom Fox on the Innovation In Compliance podcast to explore the essential elements of a thriving third-party risk management program. They emphasize the significance of minimizing reliance on third-party self-disclosures by utilizing technology and data. They also highlight the importance of integrating due diligence, training, and ongoing monitoring to c...

Entrepreneurship and Risk Management with Adrienne Bellehumeur 14.02.2023

Tom Fox’s guest in this episode of Innovation In compliance is Adrienne Bellehumeur. They discuss the significance of gap analysis in the design of internal controls, and why having a thorough understanding of design is critical to the success of gap analysis. They emphasize the importance of continuous improvement and avoiding a "pass-fail" approach to internal control programs. Adrienne also sha...

Key Board Issues Going Forward with Christina Bresani 07.02.2023

What are some of the challenges facing board members in providing meaningful oversight? Christina Bresani, head of William Blair’s Corporate Advisory Team, is here to share her take. Host Tom Fox and Christina are going to delve into the current state of the corporate world, touching on the challenges faced by boards of directors. They'll also discuss the increase of unsolicited offers and the imp...

The Digital Knowledge Graph with Evgeny Likhoded and Vladimir Ershov 02.02.2023

This week’s guests are Evgeny Likhoded, CEO and founder, and Vladimir Ershov, Head of Data Science, of Clausematch. They join Tom Fox to talk about a groundbreaking new innovation, the Digital Knowledge Graph in open source. Learn how this game-changer is revolutionizing the way compliance is managed and what it means for industries, companies, and governments around the world. Evgeny Likhoded is...

Innovation Through Comprehensive UX with Ben Seals 31.01.2023

Tom Fox hosts Ben Seals, CEO of Thomas Eye Group, on this episode of Innovation In Compliance. They delve into the company’s innovative approach to employee, customer, and business process experience. They also talk about how technology is changing how businesses operate and how it will impact healthcare in the future.  As the CEO of Thomas Eye Group, a full-service eye care provider, Ben Seals br...

Operationalizing Compliance: Part 5-Overwhelmed, yet? with Taylor Edwards 27.01.2023

Welcome to a special five-part podcast series on Operationalizing Your Compliance Program, sponsored by Broadcat LLC. Over this series, we consider a variety of ways to more fully operationalize your compliance regime, including the design and effectiveness of your communications, why the operationalization of compliance is a team sport, why simply data is not the answer and how to avoid being ove...

Operationalizing Compliance: Part 4-Effectiveness, Redux with Alex Klingelberger 26.01.2023

Welcome to a special five-part podcast series on Operationalizing Your Compliance Program, sponsored by Broadcat LLC. Over this series, we consider a variety of ways to more fully operationalize your compliance regime, including the design and effectiveness of your communications, why the operationalization of compliance is a team sport, why simply data is not the answer and how to avoid being ove...

Operationalizing Compliance: Part 3-Jaycee Dempsey on Operationalizing Compliance 25.01.2023

Welcome to a special five-part podcast series on Operationalizing Your Compliance Program, sponsored by Broadcat LLC. Over this series, we consider a variety of ways to more fully operationalize your compliance regime, including the design and effectiveness of your communications, why the operationalization of compliance is a team sport, why simply data is not the answer and how to avoid being ove...

Why Sustainability is the Business Opportunity with Richard Blundell 24.01.2023

Tom’s guest on this week’s episode of Innovation in Compliance, Richard Blundell, discusses the risks and opportunities associated with growth in the insurance industry. They talk about how to finance a company's growth by understanding its risks. Business financing is trending towards sustainability, and Tom and Richard explore how companies can access capital by implementing sustainable practice...

Operationalizing Compliance: Part 2-Compliance Program Design with Jennifer May and Xinia Pirkey 24.01.2023

Welcome to a special five-part podcast series on Operationalizing Your Compliance Program, sponsored by Broadcat LLC. Over this series, we consider a variety of ways to more fully operationalize your compliance regime, including the design and effectiveness of your communications, why the operationalization of compliance is a team sport, why simply data is not the answer and how to avoid being ove...

Operationalizing Compliance: Part 1 - Compliance Program Effectiveness with Jennifer May 23.01.2023

Welcome to a special five-part podcast series on Operationalizing Your Compliance Program, sponsored by Broadcat LLC. We consider a variety of ways to more fully operationalize your compliance regime, including the design and effectiveness of your communications, why the operationalization of compliance is a team sport, why simply data is not the answer and how to avoid being overwhelmed. In Part...

Frictionless and Engaging Compliance Training with Avi Singer 17.01.2023

On this week’s episode, Tom’s guest Avi Singer talks about how to make it easier for employees to understand and complete compliance training. Compliance training refers to the process of educating employees on laws, regulations, and company policies that apply to their day-to-day job responsibilities. The goal is for everyone in an organization to have compliance training, and for it to be fricti...

Data Transformation/Data Sovereignty with Dale Waterman 10.01.2023

Tom’s guest in this episode of Innovation In Compliance is Dale Waterman, who popularized the phrase “data sovereignty” in the compliance space. The sovereignty of data, or data sovereignty, is the idea that the laws of the country where the organization is based still apply to the data regardless of where it moves across borders. He explains that both cloud computing and the Fourth Industrial Rev...

The Disability Navigator with DeeJae Durante 20.12.2022

Tom Fox's guest on this week’s show is DeeJae Durante. DeeJae is a livestream strategist and coach, helping individuals with disabilities get their messages out through marketing tools like podcasts and livestreams. She joins Tom to talk about creating accessibility for disabled individuals in the corporate world, and the true meaning of inclusion.   DeeJae's Mission Tom asks DeeJae what started h...

The Meta Contract with David Simon 13.12.2022

David Simon is a Partner at Foley & Lardner in the firm’s litigation department and a member of their Government Enforcement/Compliance/White Collar Defense Practice Group, Antitrust Practice Group, and Health Industry Team. He specializes in investigations, corporate governance, and government enforcement defense law. He and Tom Fox discuss David's article "The G in ESG" and the role of complianc...

The Right Training, for the Right Person at the Right Time with Roxanne Petraeus 06.12.2022

Tom Fox's guest on this week’s show is Roxanne Petraeus. She is the CEO of Ethena, a compliance program for technology companies focusing on engagement and transparency. She and Tom talk about her career journey and what she and Ethena are bringing to the compliance sphere.  Ethena The training Ethena offers covers everything related to compliance as a broad topic. The company seeks to answer ‘Why...

The Agile Audit with Toby DeRoche 29.11.2022

Tom Fox's guest on this week’s show is Toby DeRoche, a professional auditor and Senior Manager of Risk Management at Verizon. He and Tom talk about the importance of risk assessment and how it has changed in recent years.  Agile Audit Agile Audit is simply auditing the things that matter at the current moment. It's an iterative approach, going through the entire audit lifecycle and compressing it...

Corporate Case Management in the Era of the DoJ's Monaco Memo: Episode 5 -Data Drives Prevention 18.11.2022

Welcome to a special podcast series entitled, Corporate Case Management in the Era of the DoJ's Monaco Memo, sponsored by i-Sight Software Solutions. Over this five-part podcast series, I visit with Jakub Ficner, Director of Partnership Development at i-SIght. In this series we consider how the Monaco Doctrine and Monaco Memo have impacted compliance in several key areas. In this concluding Part 5...

Corporate Case Management in the Era of the DoJ's Monaco Memo: Episode 4 -The Fair Process Doctrine 17.11.2022

Welcome to a special podcast series entitled, Corporate Case Management in the Era of the DoJ's Monaco Memo, sponsored by i-Sight Software Solutions. Over this five-part podcast series, I visit with Jakub Ficner, Director of Partnership Development at i-SIght. In this series we consider how the Monaco Doctrine and Monaco Memo have impacted compliance in several key areas. In this Part 4, we look c...

Corporate Case Management in the Era of the DoJ's Monaco Memo: Episode 3- Ethical Investigations 16.11.2022

Welcome to a special podcast series entitled, Corporate Case Management in the Era of the DoJ's Monaco Memo, sponsored by i-Sight Software Solutions. Over this five-part podcast series, I speak with Jakub Ficner, Director of Partnership Development at i-Sight. In this series we consider how the Monaco Doctrine and Monaco Memo have impacted compliance in several key areas. In this Part 3, we look a...

Corporate Case Management in the Era of the DoJ's Monaco Memo: Episode 2 - Strategic Triage 15.11.2022

Welcome to a special podcast series, Corporate Case Management in the Era of the DoJ’s Monaco Memo, sponsored by i-Sight Software Solutions. In this series, I am joined by Jakub Ficner, Director of Partnership Development at i-Sight. Over this series, we detail the changes wrought by the Monaco Memo and how compliance professionals can respond to these new challenges. In this Part 2, we look at th...

Uncovering Hidden Risks with Erica Toelle 15.11.2022

Erica Toelle is the Senior Product Marketing Manager on the Microsoft Purview product team. Her focus is on growing the Data Lifecycle and Records Management business and listening to customers and partners to make solutions better. She and Tom Fox discuss her podcast, her book, and the relationship between technology and humans. Relaunching the Uncovering Hidden Risks Podcast Tom asks Erica why s...

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