Innovation in Compliance with Tom Fox

Fizza Khan, this week’s guest on the Innovation In Compliance show, has been in regulatory consulting for over 10 years. She is the CEO and founder of Silver Regulatory Associates, an innovative company that specializes in helping companies meet their regulatory obligations. She and Tom Fox discuss the idea of outsourced compliance as well as the interesting and often complicated world of cryptocu...

Brandon Daniels, President of Global Technology Markets at Exiger, joins Tom Fox for this week’s episode of Innovation In Compliance, to chat about how technology is leading the compliance discussion. Exiger develops technology solutions in the compliance space. Third Party Risk Management Tom notes that the market has recognized the need for more robust management of third party risk. Brandon agr...

Jonathan Sampson has worked in the compliance industry for the past decade, including as COO of Click for Compliance, a pioneer in the compliance training space. He and co-founder Karen Kiesel started Peak Compliance Training because they recognized a need for a customer-centric training provider. He says that compliance professionals are passionate about driving company culture through their trai...

Compliance is widely seen as black and white, but this week’s guest argues that there is a lot of thinking, decision making and ways to innovate inside the compliance space. Jeff Nally is an executive coach who has spent the last fourteen years using neuroscience to help business leaders think differently, make better decisions, and spark ideas, innovation and insight in others. Jeff’s Approach to...

Paul Brodie is the CEO of Brodie Consulting. He is a consultant and keynote speaker, and most interestingly, he helps would-be authors get their books published. He joins host Tom Fox today to discuss his professional background, and his work and most importantly, how to get your book published. How Brodie Consulting Began His company, Brodie Consulting, was born out of a personal health crisis. P...

Christian Perez Font is the founder of Thinkeen Legal, a law firm that uniquely incorporates data analytics, compliance and law. He began his career as a corporate attorney and in 2008 joined Baxter International, a multinational healthcare company, as in-house counsel. When he joined Baxter, his work was 10% compliance-related and 90% business-related, but by the time he left 5 years later, he wa...

Andrea Falcione and Tricia Cornell of Rethink Compliance, one of the most innovative companies in the compliance space, join Tom Fox in this week’s show. They discuss their compliance journeys, and how content is reshaping the world of compliance. Their Compliance Journeys Andrea is a lawyer by profession. In 2004 she transitioned into compliance; she joined Rethink Compliance about a year ago. Tr...

Alyson Van Hooser is a self-described ‘old school millennial’. From being on her own from age 13, to putting herself through college, to leadership positions in the retail and finance industries, Alyson has worked hard to achieve her goals. She now works with Van Hooser Associates, where she has to opportunity to dedicate herself to her passion for leadership development. Leadership is TwofoldAlys...

Tom Fox celebrates this special 100th episode of Innovation in Compliance with Megan Dougherty. Megan is the co-founder of One Stone Creative, the company that produces this podcast. The show takes a different spin: first Megan interviews Tom, then he interviews her. They talk about how the show started, favorite episodes, and how you and your business can benefit from podcasting. Favorite Episode...

Welcome to the fifth and final episode in our 5-part series on financial compliance with the VP of Product Strategy for Verint, Phil Fry. In this episode, we’re talking about how everything from the previous episodes comes together into a comprehensive compliance plan that reduces risk and improves the investigation of interactions and trade-related data. If you missed any of this week’s episodes...

This is the fourth episode in this week’s 5-part series on Financial Compliance with VP of Go To Market Strategy from Verint, Phil Fry. With lots of information, and constantly evolving tools and strategies to manage it, making compliance programs sustainable is a top priority for a finance firm. Particularly in times of constantly changing, multi-jurisdictional regulations, sustaining acceptable...

This is the third episode in this week’s 5-part series on Financial Compliance with VP of Product Strategy from Verint, Phil Fry. As we talked about in yesterday’s episode – there is a lot of data coming in, and a lot of monitoring is required to keep on top of it. Traditional methods are no longer enough to keep up with the flow of information, and Phil gets into some of the new strategies and te...

Welcome to the second episode in this week’s 5-part series on Financial Compliance with VP of Product Strategy from Verint, Phil Fry. This episode is about capturing the data that you need. The breadth of technology available to employees has expanded hugely, encompassing not just voice and email, but social media, instant message, and desktop sharing. It is possible to capture information from al...

Welcome to the first episode in the special 5-part series on Innovation in compliance. In this episode, Tom Fox talks to Phil Fry, the VP of Go To Market at Verint. Tom and Phil talk about reactive, active and proactive compliance, and get into the concepts of capture, control, sustainability and oversight, which will be the topics for the rest of this week. We hope you enjoy this episode, and tun...

Host Tom Fox attended Podfest Expo in March and came away thinking that it was the best conference he had ever attended. He is excited about chatting with this week’s guest on the Innovation In Compliance Podcast, Chris Krimitsos. Chris is the CEO of CK Productions and  the organizer of Podfest Expo. They discuss the history of Podfest, the incredible sense of community at the event and what’s com...

In today’s show, host Tom Fox speaks with Shaina Weisinger of Repurpose House, a company that repurposes long-form content into optimized social media posts. Shaina had years of experience in digital marketing strategy and established Repurpose House when she realized that her clients wanted repurposed content, a niche in the marketplace that no other company was filling. She chats with Tom about...

What to Say During a Crisis with Eden Gillott When you’re dealing with drama and you want to know what to do and what to say, Eden Gillott is the person to go to. She has been the President of Gillott Communications, a crisis PR firm, for over 11 years. She chats with Tom Fox about what a company should say in a crisis situation, how to prepare for a crisis in advance, and common mistakes to avoid...

In today’s show, Amy Kadomatsu joins host Tom Fox to share how her company makes compliance simple for their clients. Amy is the Chief Operating Officer at ComplySci, a provider of regulatory technology for financial and professional services companies. ComplySci helps its 1200 clients in 51 countries monitor and manage employee risk, by leveraging technology to transform their day to day operatio...

Jeff Kushner, Chief Marketing Officer at Allgress, speaks with Tom Fox about what companies should look for in a platform to innovate and automate the compliance function. Allgress provides an integrated solution that automates risk and compliance management with simplicity and quick time to value. Jeff talks about the challenges businesses face with regard to the compliance function and how Allgr...

Our illustrious guest on this week’s show is Jeffrey Hayzlett, the founder and CEO of C-Suite Network. He chats with host Tom Fox about his podcast network and what he sees as the future of podcasting. The Evolution of C-Suite RadioJeffrey has had a very successful career in the corporate world: he has bought and sold over 250 businesses, completed $25 billion in transactions, was the Chief Market...

On today’s episode of the Innovation in Compliance Podcast with host Tom Fox, we get to meet Neha Gupta, chief executive officer at True Office Learning who shares the importance of effective training within an organization. Tom first met Neha at a presentation where she was speaking on innovative compliance techniques for training and what he got was a much broader appreciation of behavioral scie...

On this week’s episode of the Innovation in Compliance Podcast, our host TomFox, the Compliance Evangelist, has the pleasure of speaking with Erik Rind, founder and CEO of ImagineBC. Erik has a background in Russian history and started his career by working as a management consultant (After turning down the CIA, true story.) After 9 years, however, he had to make a huge decision - stay on the cons...

On today’s episode of the Innovation in Compliance Podcast, our host Tom Fox has the pleasure of speaking with Alex Zlatin. Alex is the author of “Responsible Dental Ownership: Balancing Ethics and Business Through Purpose”, a book about how small business owners should think through the purchase of a technology upgrade. Upgrading: is it a Must? Alex explains how a lot of technologies such as Offi...

When you think about personal injury lawyers, is the first thing that comes to mind “what great advertising they have”? No? What about “the guys that work with these people must have an amazing company culture”? Also no? Well, today’s guest on the Innovation in Compliance Podcast has some insights that might just change your mind about that. Arnie Malham is a serial entrepreneur with a knack for s...

Today’s guest on the Innovation in Compliance Podcast is Eduardo Campos – an expert in cybersecurity. He spent 25 years advising clients as large and illustrious as Microsoft and Bell Canada – and his focus was always on the human factor of cybersecurity, which is more critical than technology, policy or any other element. Why is it So Hard for People To Understand? He shares how it’s important to...