FCPA Compliance Report

One of the first companies to embrace social media as a key tool in their compliance strategy was Dun & Bradstreet (D&B) who actively uses social media to make more effective the company’s compliance regime. The D&B experience provides three key insights for the Chief Compliance Officer (CCO) and compliance practitioner. Learn more about your ad choices. Visit megaphone.fm/adchoices

Most people remember the St. Crispin’s Day speech in Henry V as one of the greatest speeches in all of Shakespeare. However many people do not focus on what led to that speech which was that Henry went out among his troops, disguised as a commoner to ask they what they thought and to hear what they had to say about the upcoming battle with the French. It was an early use of social media.  Learn mo...

What is the most famous line in Shakespeare about lawyers? That is an easy one because lawyer-haters across the world (and lawyer-lovers as well) know it - First thing we do is kill all the lawyers. It comes from Henry IV, Part II. Most lawyers understand that by killing all the lawyers, it will create an atmosphere that would allow for tyranny and anarchy. Unfortunately this clear import is not a...

In this podcast, I chat with one of the authors, Jonathan Marks, a partner at Marcum LLP, on the limitations of the Fraud Triangle and why a new model can be helpful in the modern fraud detection and prevention context. Learn more about your ad choices. Visit megaphone.fm/adchoices

This week the gang returns to its four focused topics. After the commentary we follow with rants. Learn more about your ad choices. Visit megaphone.fm/adchoices

Over this five-part series I, visit with Caterina Bulgarella on the recently released white paper by SAI Global, entitled “Predicting Risk: A Strategic Culture Framework for the C-Suite”. In this Part II, we discuss what the Board of Directors and C-Suite needs to know about ethical risks. Learn more about your ad choices. Visit megaphone.fm/adchoices

Over a five-part series I will visit with Caterina Bulgarella on the recently released white paper by SAI Global, entitled “Predicting Risk: A Strategic Culture Framework for the C-Suite. Today we introduce the strategic cultural framework. Learn more about your ad choices. Visit megaphone.fm/adchoices

Over this week’s five part podcast series I have been visting with Caterina Bullgarella on the recently released white paper by SAI Global entitled, Predicting Risk: A Strategic Culture Framework for the C-Suite. In this Part IV, we consider the Wells Fargo fraudulent accounts scandal within the structure of the strategic culture framework. Learn more about your ad choices. Visit megaphone.fm/adch...

I am visiting with Caterina Bullgarella on the recently released white paper by SAI Global entitled, Predicting Risk: A Strategic Culture Framework for the C-Suite. In this Part III, we discuss what the gap between an organization’s espoused ethics and its actual values and how this can lead to a tension and risks that arise from conflicting priorities and goals. Learn more about your ad choices....

Over this five part podcast series I have been visiting with Caterina Bullgarella on the recently released white paper by SAI Global entitled, Predicting Risk: A Strategic Culture Framework for the C-Suite. In this concluding Part V, we review of the ins and outs of ethical reasoning and take a veiled look into the future. Learn more about your ad choices. Visit megaphone.fm/adchoices

In this five-part podcast series, I am taking a deep dive into health care monitoring and how the pro-active use of a health care monitor can positively impact all stakeholders in the healthcare industry: the regulators, the health care industry and the consumers of health care services, the public. In this third episode, I visit with Catherine Keyes to discuss how an independent integrity monitor...

In this five-part podcast series, I am taking a deep dive into health care monitoring and how the pro-active use of a health care monitor can positively impact all stakeholders in the healthcare industry. In this Episode 2, I visit with Jesse Caplan on the significance of proactive assessment in healthcare ethics and compliance program in determining culture. Learn more about your ad choices. Visi...

In this five part podcast series, I will be taking a deep dive into health care monitoring and how the pro-active use of a health care monitor can positively impact all stakeholders in the healthcare industry: the regulators, the health care industry and the consumers of health care services, the public. In this first episode, I visit with Jesse Caplan to introduce the use of an independent integr...

Over this five-part podcast series, I have been taking a deep dive into health care monitoring and how the pro-active use of a health care monitor can positively impact all stakeholders in the healthcare industry: the regulators, the health care industry and the consumers of health care services, the public. Today, I conclude with  Jesse Caplan on using an independent integrity assessment and moni...

In this five-part podcast series, I am taking a deep dive into health care monitoring and how the pro-active use of a health care monitor can positively impact all stakeholders in the healthcare industry: the regulators, the health care industry and the consumers of health care services, the public. In this Episode 4, I visit with Catherine Keyes to discuss how an independent integrity monitor can...

In this episode I podcast favorite James Koukios returns to discuss some of the highlights from the Morriston and Foerster April newsletter on Top Ten International Anti-Corruption Developments for April 2018. Learn more about your ad choices. Visit megaphone.fm/adchoices

As we begin the post-holiday portion of our 4thof July week, Jay Rosen and myself are back in the saddle again to take a look at some of the top compliance stories from the past week. Learn more about your ad choices. Visit megaphone.fm/adchoices

In this episode Matt Kelly and I unpack the proposed changes to the SEC Whistleblower program. Learn more about your ad choices. Visit megaphone.fm/adchoices

In this episode I visit with Shawn Rogers, Lead Counsel, Compliance Training and Communications at General Motors. Rogers was brought in to beef up the company’s compliance training after the ignition switch scandal. He talks about his design, creation and implementation of a tailored and focused compliance training program. Learn more about your ad choices. Visit megaphone.fm/adchoices

As get ready for a holiday week, Jay Rosen and myself are back in the saddle again to take a look at some of the top compliance stories from the past week. Learn more about your ad choices. Visit megaphone.fm/adchoices

Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode, Matt Kelly and I take a deep dive back into the impact of the Trump Administration’s attack on friend and foe alike with tariffs, trade wars, embargoes and sanctions.  This is also our first live podcast from...

How does a company transfer data from the European Union (EU) to the US under the General Data Protection Regulation (GDPR) which went live on May 25, 2018? I recently had the opportunity to visit Jonathan Armstrong, partner at Cordery Compliance in London and an internationally renowned data privacy/data protection expert on this topic. Armstrong noted there have been some changes which may signi...

The ACFE report to the Nations is an excellent reference tool for all compliance practitioner to show where fraudsters explode weak points.  It also has important data around corruption and from this information you can make your compliance program more robust around these areas which can be exploited. Learn more about your ad choices. Visit megaphone.fm/adchoices

Before we head to Boston for bagels, coffee and compliance at the offices of AMI, Jay Rosen and I review the week's top ethics and compliance stories on This Week in FCPA. Learn more about your ad choices. Visit megaphone.fm/adchoices

While most practitioners focused on the heavy fines and penalties available under GDPR of up to 4% of total global revenues or other very large fines, there are other remedies that each EU and UK data regulator can levy or put into place that may require considerable corporate cost and effort. Learn more about your ad choices. Visit megaphone.fm/adchoices