FCPA Compliance Report

In the Episode, I visit with Yvette Lingom, Associate Director, Programming at C5 Communications Ltd. We discuss the opening of the nomination process for C5’s Women in Compliance Awards which are presented annually in conjunction with the Women in Compliance conference put on by the organization. Learn more about your ad choices. Visit megaphone.fm/adchoices

What were the top stories in compliance and ethics over the past week? Find out in This Week in FCPA with Tom Fox and Jay Rosen.  Learn more about your ad choices. Visit megaphone.fm/adchoices

Welcome to the only roundtable podcast in compliance. The genesis of Everything Compliance was our first podcast three years ago at SCCE in Chicago. We reconvene for this  week’s episode at the SCCE 2018 Compliance and Ethics Institute. This year we record in Las Vegas. We have a potpourri of topics and free flowing conversation. Learn more about your ad choices. Visit megaphone.fm/adchoices

Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode, Matt Kelly and I take a deep dive the upcoming Navex Global Virtual Conference, which is scheduled for Thursday, November 8. Learn more about your ad choices. Visit megaphone.fm/adchoices

In the Episode, I visit with Dave Lefort, the Editor in Chief of Compliance Week. We visit on Dave’s route as a journalist and online sports leader to compliance. We discuss some of his new initiatives at Compliance Week and the upcoming Compliance Week virtual open House. Learn more about your ad choices. Visit megaphone.fm/adchoices

The Boston Red Sox storm into the World Series after defeating the Houston Astros in the ALCS. Will the team with the best record in baseball take home the trophy this year? Jay and Tom (well really just Jay) hit the highlights from the Sox 4-1 shellacking of Houston. Tom takes his medicine as they take a look at some of the week’s top compliance and ethics stories.  Learn more about your ad choic...

In this episode of Across the Board, I visit with Amii Barnard-Bahn. Today’s topic is the ongoing turmoil at Tesla around its founder and CEO Elon Musk and his ‘funding secured’ tweet from the corporate governance perspective.   Learn more about your ad choices. Visit megaphone.fm/adchoices

Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode, Matt Kelly and I take a deep dive into the Benczkowski  Memo and what it means for not only the monitor selection process but for compliance officers who may be in front of the Justice Department in a FCPA inv...

This week returns to one my favorite themes for every Chief Compliance Officer, compliance professional and compliance program: Sherlock Holmes. In this podcast series I will be focusing on themes from Sherlock Holmes short stories to illustrate broader application to components of a best practices compliance program. In this episode, I consider the theme of institutional justice.  Learn more abou...

This week I have returned to one my favorite themes for every Chief Compliance Officer, compliance professional and compliance program: Sherlock Holmes. I am using themes from the Holmes short stories to illustrate broader application to components of a best practices compliance program. In this episode, I consider the theme of criminality and compliance. Learn more about your ad choices. Visit me...

This podcast series returns to one my favorite themes for every Chief Compliance Officer (CCO), compliance professional and compliance program: Sherlock Holmes. In Adventures in Compliance, I consider themes from the short stories found in Holmes storiesto illustrate broader application to components of a best practices compliance program. Today, I consider the theme of imagination in your complia...

This week I return to one my favorite themes for every Chief Compliance Officer, compliance professional and compliance program: Sherlock Holmes. Over this new podcast series, I will be considering themes from the short stories to illustrate broader application to components of a best practices compliance program. In this Episode I, I consider the theme of communication.  Learn more about your ad...

This week is a return to one my favorite themes for every Chief Compliance Officer (CCO), compliance professional and compliance program: Sherlock Holmes. Over this week, I am considering themes from the Holmes short stories to illustrate broader application to components of a best practices compliance program. In this episode, I consider the theme of mentoring in compliance. Learn more about your...

The reigning World Series Champions, the Houston Astros storm into the ALCS with a sweep of Cleveland.  The team with the best record in baseball, the Boston Red Sox destroy the Yankees. The ALCS opens Saturday in Boston and comes to Houston Tuesday. Will the top podcasting duo in compliance survive? Also, Tom and Jay discuss and take a look at some of the week’s top compliance and ethics stories....

In this very special episode of Across the Board, I continue my celebration of 1000 podcasts on the Compliance Podcast Network. In this episode of Across the Board. I visit with Sheila Hooda about the changes she has seen at the Board level over the past five years. Learn more about your ad choices. Visit megaphone.fm/adchoices

Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode, Matt Kelly and I take a deep dive into the continuing saga of Elon Musk, the SEC settlement, corporate governance at Tesla and his ongoing twitter feed.    Learn more about your ad choices. Visit megaphone.fm/...

Opinion Release 12-01is significant as it demonstrated not only the evolving nature of best practices under the FCPA but also the DOJ’s thinking on the subject. Learn more about your ad choices. Visit megaphone.fm/adchoices

Late in 2013 the DOJ issued its only Opinion Release, that being Opinion Release 13-01. One of the things that this Opinion Release stands for is that each fact scenario presented under the FCPA must be evaluated on its own facts. While this maxim is certainly true, I believe that the Opinion Release goes further and provides significant information to the compliance practitioner for charitable do...

In this episode of the Opinion Release Papers, we consider Opinion Release 14-02. Learn more about your ad choices. Visit megaphone.fm/adchoices

In this episode, we consider Opinion Release 14-01, where the Department of Justice opined that paying a foreign government official for monies he was owed in the sale of a business interest that he owned prior to becoming a foreign government official would not be prosecuted as a Foreign Corrupt Practices Act violation. As intuitive as this decision might sound, there is, nevertheless, significan...

In Opinion Release 12-02, certain Requestors, which were 19 non-profit adoption agencies located in the US, asked the DOJ about bringing certain foreign governmental officials involved in the foreign country’s adoption process to the US. Can the Requestors do so, without running afoul of the FCPA? Learn more about your ad choices. Visit megaphone.fm/adchoices

In the Episode, I visit with one of the top outside counsel in field of FCPA and compliance. It is Stephen Martin, a partner at Arnold & Porter. In this episode we deconstruct the Petrobras FCPA enforcement action. Learn more about your ad choices. Visit megaphone.fm/adchoices

The baseball playoffs are here.  For the Sox, the hated Yankees. For the Astros, they begin their World Series defense against the Cleveland Indians. Tom and Jay discuss and take a look at some of the week’s top compliance and ethics stories. Styker is now a two-time FCPA loser. Will there be a third? Sam Rubenfeld reports in the WSJ Risk and Compliance Journal. Dick Cassin reports in the FCPA Blo...

Welcome to the only roundtable podcast in compliance. This week’s episode is entirely dedicated to the spectacle of the Ford-Kavanaugh hearings from the past week. Jonathan Armstrong is on assignment so Tom Fox sits in for Armstrong. After the commentary we follow with rants. Learn more about your ad choices. Visit megaphone.fm/adchoices

Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode, Matt Kelly and I take a very deep dive into the increased prevalence of non-GAAP financial reporting.     Learn more about your ad choices. Visit megaphone.fm/adchoices