Tom Fox

Daily Compliance News

News EN ↓ 2112 episodes

Start your morning with Tom Fox, the Compliance Evangelist, and Voice of Compliance, who updates you on what is happening in the world of compliance. In five minutes, Tom reviews four top compliance, corruption, or business ethics stories you need to start your day. Grab a cup of copy, and stay in the loop!

Author

Tom Fox

Episodes

January 30, 2021, the RoaringKitty edition 30.01.2021 6:30

In today’s edition of Daily Compliance News: RoaringKitty speaks. (WSJ) Wells Fargo President pay cut. (WSJ) OFAC ends probe of HB Fuller. (WSJ) BaFin President canned. (WSJ) Learn more about your ad choices. Visit megaphone.fm/adchoices

January 29, 2021, the Say it ain't so Bonus edition 29.01.2021 6:30

In today’s edition of Daily Compliance News: Think corruption is victimless crime, think again. (WSJ) Reg freeze impacts AML reforms. (WSJ) FB to sue Apple, say it ain’t so Joe. (NYT) BaFin sues ex-employee for using inside information to engage in insider trading of Wirecard. (FT) Learn more about your ad choices. Visit megaphone.fm/adchoices

January 28, 2021, the $47MM Bonus edition 28.01.2021 6:31

In today’s edition of Daily Compliance News: Publicis Groupe’s Epsilon to Pay $150 Million to Resolve Customer-Data Case. (WSJ) GE President defends $47MM bonus. (FT) Moderates calling the shots. (CNN) Will Carin Energy seize Indian government assets? (BBC) Learn more about your ad choices. Visit megaphone.fm/adchoices

January 27, 2021, the Pay Cut edition 27.01.2021 6:31

In today’s edition of Daily Compliance News: Goldman CEO takes $10MM pay cut over 1MDB. (WSJ) CBS suspends two execs over racist and sexist actions. (NYT) HSBC throws lot in with Chinese government. (BBC) Investment funds creating monopolies? (NPR) Learn more about your ad choices. Visit megaphone.fm/adchoices

January 26, 2021, the Black Night at Apollo edition 26.01.2021 6:28

In today’s edition of Daily Compliance News: Leon Black forced out at Apollo. (NYT) EU banks quit Amazon oil trade. (WSJ) Pandemic aftershocks on global supply chain. (WaPo) Will fashion still make the man? (WSJ) Learn more about your ad choices. Visit megaphone.fm/adchoices

January 25, 2021, Steinmetz Convicted edition 25.01.2021 6:24

In today’s edition of Daily Compliance News: Benny Steinmetz convicted of corruption by Swiss court. (NYT) Can movie theaters be saved. (NYT) Workplaces becoming uglier. (NYT) Biden will focus on equity. (NYT) Learn more about your ad choices. Visit megaphone.fm/adchoices

January 23, 2021, Hank Aaron edition 23.01.2021 6:54

In today’s edition of Daily Compliance News: Howard Bryant (ESPN) Claire Smith. (TheUndefeated) Tom Verducci. (com) Tim Kurkjian. (ESPN) Learn more about your ad choices. Visit megaphone.fm/adchoices

January 22, 2021, Dump the Regulators edition 22.01.2021 6:54

In today’s edition of Daily Compliance News: Can the NRA dump its regulators by filing bankruptcy? (NYT) Judge turns Parler down. (NYT) Google threatens to leave Australia. (BBC) Should companies pay workers to get vaccines? (NPR) Learn more about your ad choices. Visit megaphone.fm/adchoices

January 21, 2021, It’s a New Dawn edition 21.01.2021 6:43

In today’s edition of Daily Compliance News: Trump Administration and post-election sanctions. (WSJ) Tech under the Biden Administration. (NYT) Anti-union NLRB General Counsel fired. (WaPo) Biden Administration to strengthen OSHA. (WaPo) Learn more about your ad choices. Visit megaphone.fm/adchoices

January 20, 2021, the Inauguration edition 20.01.2021 6:37

In today’s edition of Daily Compliance News: From WFH to RTW. (WSJ) Upsurge in CFO resignations in 2020. (WSJ) AD buyers now under scrutiny. (WSJ) Tech execs want to unblock talent. (WSJ) Learn more about your ad choices. Visit megaphone.fm/adchoices

January 19, 2021, the Investors Speak Out edition 19.01.2021 6:37

In today’s edition of Daily Compliance News: After the Jan. 6 insurrection, investors demand changes. (NYT) Biden Administration signals more aggressive enforcement. (WaPo) Samsung heir gets prison term. (BBC) Josh Hawley channels his inner Macbeth. (FT) Learn more about your ad choices. Visit megaphone.fm/adchoices

January 18, 2021, the MLK Day edition 18.01.2021 6:36

In today’s edition of Daily Compliance News: Core values critical to leadership. (FT) Why leadership kindness matters. (FT) Are beatings needed to improve morale? (FT) Member of Deutsche Bank urged Wirecard to ‘do in’ the FT. (FT) Learn more about your ad choices. Visit megaphone.fm/adchoices

January 16, 2021, the Risk and Compliance Journal edition 16.01.2021 6:36

In today’s edition of Daily Compliance News: Boeing received credit. (WSJ) Petrofac employees plead guilty. (WSJ) Administration clarifies rules on Chinese investments. (WSJ) Learn more about your ad choices. Visit megaphone.fm/adchoices

January 15, 2021, the Toyota Spanked edition 15.01.2021 6:36

In today’s edition of Daily Compliance News: Toyota spanked for emissions defect reporting. (WSJ) NDAA expanded reporting from foreign banks. (WSJ) FAA cracks down on unruly passengers. (NYT) Has pandemic changed entertainment--forever? (WaPo) Learn more about your ad choices. Visit megaphone.fm/adchoices

January 14, 2021, the Belichick’s Day off edition 14.01.2021 6:28

In today’s edition of Daily Compliance News: What motivated Elizabeth Holmes? (WSJ) Steinmetz denies corruption. (Reuters) Belichick has a day off. (WSJ) Recidivist President Trump impeached (again). (Everywhere) Learn more about your ad choices. Visit megaphone.fm/adchoices

January 13, 2021, the More BaFin FUBAR edition 13.01.2021 6:31

In today’s edition of Daily Compliance News: More BaFin FUBAR. (FT) Biden Administration/OECD tax deal in the works. (FT) BA bracing for largest cyber breach claim. (FT) What is the future of private business in China? (FT) Learn more about your ad choices. Visit megaphone.fm/adchoices

January 12, 2021, the Bill Says No edition 12.01.2021 6:31

In today’s edition of Daily Compliance News: Bill Belichick Says He Won’t Accept Medal of Freedom. (WSJ) “Some” price-fixing charges settled. (WSJ) Post-Brexit joint investigations to continue. (WSJ) Beny Steinmetz trial begins. (NYT) Learn more about your ad choices. Visit megaphone.fm/adchoices

January 11, 2021, the Character Matters edition 11.01.2021 6:31

In today’s edition of Daily Compliance News: Honduran Implicated in Drug Trade. (WSJ) Compliance and corp security. (WSJ) Why character matters in leadership. (NYT) Risk on the high seas. (FT) Learn more about your ad choices. Visit megaphone.fm/adchoices

January 9, 2021, the Deutsche Ban redux edition 09.01.2021 6:31

In today’s edition of Daily Compliance News: Deutsche Bank settles corruption allegations yet again. (WSJ) OCC approves banks use of stablecoins. (WSJ) China ups ante in trade war. (NYT) Trump Administration had the worst jobs record in US history. (WaPo) Learn more about your ad choices. Visit megaphone.fm/adchoices

January 8, 2021, the Fallout edition 08.01.2021 6:31

In today’s edition of Daily Compliance News: WSJ Editorial Board calls for Trump to resign. (WSJ) What is risk? (WSJ) Texas lawyer who engaged in armed insurrection fired from AGC position. (HoustonChronicle) Hawley book contract cancelled. (WSJ) Learn more about your ad choices. Visit megaphone.fm/adchoices

January 7, 2021, the Sedition edition 07.01.2021 6:31

In today’s edition of Daily Compliance News: Social media’s day of reckoning. (NYT) The business response. (NYT) NAM demands Pence invoke 25th (NYT) Merrick Garland to head DOJ. (NYT) Learn more about your ad choices. Visit megaphone.fm/adchoices

January 6, 2021, the Flip Flop edition 06.01.2021 6:31

In today’s edition of Daily Compliance News: NYSE flip flops on delisting Chinese companies. (WSJ) No clawback for Immelt. (WSJ) China sentences former bank chief to execution for corruption. (NYT) NDAA and China. (WSJ) Learn more about your ad choices. Visit megaphone.fm/adchoices

January 5, 2021, the Haven is History edition 05.01.2021 6:33

In today’s edition of Daily Compliance News: French bank settles Syria sanctions case. (WSJ) FASB in 2021? (WSJ) Haven will be history. (NYT) Global banking system to face big test in 2021? (FT) Learn more about your ad choices. Visit megaphone.fm/adchoices

January 4, 2021, the Hyperconverged Analytics edition 04.01.2021 6:33

In today’s edition of Daily Compliance News: New AML law will apply banking rules to antiquities market. (NYT) What will CFOs be looking at in 2021? (WSJ) What to expect in the 2021 workplace? (WaPo) What is hyperconverged analytics? (AnalyticsInsight) Learn more about your ad choices. Visit megaphone.fm/adchoices

January 2, 2021, the New AML Law edition 02.01.2021 6:34

In today’s edition of Daily Compliance News: Senate overrides Trump veto; AML law changes. (WSJ) FBI increases overseas FCPA investigations. (WSJ) Farewell to Libor. (WSJ) CIOs and WFH. (WSJ) Learn more about your ad choices. Visit megaphone.fm/adchoices