Tom Fox

Daily Compliance News

News EN ↓ 2112 episodes

Start your morning with Tom Fox, the Compliance Evangelist, and Voice of Compliance, who updates you on what is happening in the world of compliance. In five minutes, Tom reviews four top compliance, corruption, or business ethics stories you need to start your day. Grab a cup of copy, and stay in the loop!

Author

Tom Fox

Episodes

May 10, 2021 the Cyber Attack edition 10.05.2021 6:34

In today’s edition of Daily Compliance News: Major pipeline shut down by Cyber-attack. (WSJ) Kentucky Derby winner fails post-race drug test. (NYT) Cheat scandal at Dartmouth. (NYT) Musk calls Dogecoin ‘a hustle’ on SNL and its shares tumble? (Bloomberg) Learn more about your ad choices. Visit megaphone.fm/adchoices

May 7, 2021 the No Wealth edition 07.05.2021 6:34

In today’s edition of Daily Compliance News: Elizabeth Holmes doesn’t want jury to know of her wealth. (WSJ) Fed concerned with risks and economy. (WaPo) UBS chief says woman should follow him to CEO chair. (Bloomberg) Do you have an AI Ethics Committee? (WSJ) Learn more about your ad choices. Visit megaphone.fm/adchoices

May 6, 2021 the Facebook Ban edition 06.05.2021 7:06

In today’s edition of Daily Compliance News: Facebook continues to ban Trump. (WSJ) Goldman Sachs says get thee back to the office. (WaPo) NRA move into bankruptcy may backfire spectacularly. (NYT) FIFA manages to rid of prosecutor investigating it. (FT) Learn more about your ad choices. Visit megaphone.fm/adchoices

May 5, 2021 the Shareholders Against Greed edition 05.05.2021 6:36

In today’s edition of Daily Compliance News: Shareholders say no to GE boss bonus. (WSJ) DNB fined for AML violations. (WSJ) Compliance taking larger role in ESG. (WSJ) Double standard for CEOs (this is my shocked face). (FT) Learn more about your ad choices. Visit megaphone.fm/adchoices

May 4, 2021 the May the 4th Be With You edition 04.05.2021 6:36

In today’s edition of Daily Compliance News: Credit Suisse made only $17.5MM from Archegos. (FT) Under Armour settles SEC accounting probe. (WSJ) ‘Epic’ Fortnite v. Apple court battle. (WSJ) Sackler family seeks immunity for company actions. (NPR) Learn more about your ad choices. Visit megaphone.fm/adchoices

May 3, 2021 the Bleak House Redux edition 03.05.2021 7:06

In today’s edition of Daily Compliance News: Chevron’s never ending litigation. (WSJ) Basecamp steps in it. (WSJ) CITGO 6 released to home arrest in Venezuela. (NYT) Newsmax issues retraction. (NPR) Learn more about your ad choices. Visit megaphone.fm/adchoices

May 1, 2021 the May Day edition 01.05.2021 6:21

In today’s edition of Daily Compliance News: Chris Cestaro departs FCPA Unit. (WSJ) Siemens gets new CCO. (WSJ) Roadblocks to tech upgrade in Federal Government. (WSJ) EU accuses Apple of anti-competitive behavior. (NYT) Learn more about your ad choices. Visit megaphone.fm/adchoices

April 29, 2021 the Oh Out edition 29.04.2021 7:06

In today’s edition of Daily Compliance News: Disneyland reopening. (NYT) Oh out at SEC. (Radical Compliance) Biden and can-do unity. (Bloomberg) Farewell to AOL and YaHoo!? (WSJ) Learn more about your ad choices. Visit megaphone.fm/adchoices

April 28, 2021 the Flip the Accountant edition 28.04.2021 7:06

In today’s edition of Daily Compliance News: Biden Administration to increase FinCEN budget by 50%. (DeCrypt) Archegos losses over $10bn. (FT) Will Trump’s accountant flip? (FT) Of IPOs and customer service. (WSJ) Learn more about your ad choices. Visit megaphone.fm/adchoices

April 27, 2021 the No Book Deals? edition 27.04.2021 6:36

In today’s edition of Daily Compliance News: SFO prosecution collapses. (WSJ) UK blacklists for corruption. (WSJ) Investors target Credit Suisse Board over risk failures. (WSJ) No book deals for ex-Trump Administration? (WSJ) Learn more about your ad choices. Visit megaphone.fm/adchoices

April 22, 2021 the Swimming with Sharks edition 22.04.2021 6:37

In today’s edition of Daily Compliance News: Do you know who owns your stock? (WSJ) The con artist lives on. (WaPo) Can (or perhaps will) JPMorgan improve working conditions? (NYT) What happens when you swim with sharks? (FT) Learn more about your ad choices. Visit megaphone.fm/adchoices

April 21, 2021 the Super Duper League Collapse edition 21.04.2021 6:39

In today’s edition of Daily Compliance News: Super Duper Soccer League collapses. (WSJ) JBS US, still in hot water, hires new GC. (WSJ) World Banks grants early lifting of sanctions on SNC-Lavalin? (WSJ) Spies using LinkedIn. (WSJ) Learn more about your ad choices. Visit megaphone.fm/adchoices

April 20, 2021 the Business with Purpose edition 20.04.2021 6:46

In today’s edition of Daily Compliance News: HSBC senior execs move to hot desks. (FT) EY in deeper trouble over Wirecard audits. (FT) When is internal investigation not privileged? (FT) Business with purpose. (FT) Learn more about your ad choices. Visit megaphone.fm/adchoices

April 19, 2021 the Opioid Trial edition 19.04.2021 7:13

In today’s edition of Daily Compliance News: Did JPMorgan force out a whistleblower? (NY Post) Do you miss office gossip? (WSJ) Drug makers in opioid trial. (WSJ) Are treadmills dangerous? (NYT) Learn more about your ad choices. Visit megaphone.fm/adchoices

April 17, 2021 the Triple Agent edition 17.04.2021 7:43

In today’s edition of Daily Compliance News: Can a dog-eat-dog culture change? (WSJ) Value of whistleblowing culture. (WSJ) Jan Marsalek-Triple agent? (FT) How corrupt is British politics? (FT) Learn more about your ad choices. Visit megaphone.fm/adchoices

April 16, 2021 the Want Wisdom, Listen edition 16.04.2021 6:45

In today’s edition of Daily Compliance News: Biden Administration brings the hammer down with Russia sanctions. (WSJ) Bezos says Amazon needs culture reset. (WSJ) Golden age of tax evasion over? (FT) What is wisdom? (NYT) Learn more about your ad choices. Visit megaphone.fm/adchoices

April 15, 2021 the Farewell to Bernie edition 15.04.2021 6:45

In today’s edition of Daily Compliance News: Bernie Madoff dies. (WSJ) Gensler confirmed. (WaPo) HSBC moves senior management from London to Hong Kong. (FT) The $100bn player (Coinbase). (CNN) Learn more about your ad choices. Visit megaphone.fm/adchoices

April 14, 2021 the Ishaguro and the Workplace edition 14.04.2021 7:45

In today’s edition of Daily Compliance News: What is imperfect sustainability? (FT) What does ESG mean, really? (FT) Ishaguro and AI at the workplace. (FT) Get ahead of change. (FT) Learn more about your ad choices. Visit megaphone.fm/adchoices

April 13, 2021 the Returning to the Office edition 13.04.2021 7:16

In today’s edition of Daily Compliance News: Boeing shareholders want more BOD changes. (WSJ) New CIO challenges in returning to work. (WSJ) Archegos-What is Compliance? (NYT) GA on the mind of Hollywood. (WaPo) Learn more about your ad choices. Visit megaphone.fm/adchoices

April 12, 2021 the Preet to Vox edition 12.04.2021 7:16

In today’s edition of Daily Compliance News: Preet Bharara podcast empire sold. (WSJ) US businesses to fight voter suppression laws. (WSJ) Did Google use inside information to purchase/sell ads? (WSJ) Supply chain SW provider to IPO. (WSJ) Learn more about your ad choices. Visit megaphone.fm/adchoices

April 10, 2021 the World Record edition 10.04.2021 7:16

In today’s edition of Daily Compliance News: When is a world record not a world record? (NYT) How will the WSJ focus going forward? (NYT) FinCen budget increase proposed? (WSJ) Export control sanctions slapped on Chinese firms. (WaPo) Learn more about your ad choices. Visit megaphone.fm/adchoices

April 9, 2021 the Risk Management Failure edition 09.04.2021 6:46

In today’s edition of Daily Compliance News: CC start up hires former CFPB rep for GC/CCo role? (WSJ) Why did risk management fail so spectacularly at Credit Suisse? (WSJ) Is GA.’s new voter suppression law based on corruption? (MSNBC) Norberg leaving SEC Office of the Whistleblower. (WSJ) Learn more about your ad choices. Visit megaphone.fm/adchoices

April 8, 2021 the McConnell Backs Off edition 08.04.2021 6:46

In today’s edition of Daily Compliance News: Espionage at IKEA? (NYT) Google wins big at SCt. (WSJ) Former Trump cabinet members toxic to corp America? (WaPo) McConnell backs off threats against corporations. (WSJ) Learn more about your ad choices. Visit megaphone.fm/adchoices

April 7, 2021 the $4.7bn Hit edition 07.04.2021 6:46

In today’s edition of Daily Compliance News: Credit Suisse take $4.7bn hit. (Bloomberg) Bezos backs tax increase on corporations. (BBC) Corp American in bed with Dems? (NYT) Guilty plea in Ecuador bribery scandal. (WSJ) Learn more about your ad choices. Visit megaphone.fm/adchoices

April 6, 2021 the Tech and RRs edition 06.04.2021 6:43

In today’s edition of Daily Compliance News: Whistleblower reports down. (WSJ) Frantic response to voter suppression law. (NYT) CFPB to pan foreclosures through 2022? (NYT) Justice Thomas says tech platforms are akin to common carriers. (com) Learn more about your ad choices. Visit megaphone.fm/adchoices