Tom Fox

Daily Compliance News

News EN ↓ 2112 episodes

Start your morning with Tom Fox, the Compliance Evangelist, and Voice of Compliance, who updates you on what is happening in the world of compliance. In five minutes, Tom reviews four top compliance, corruption, or business ethics stories you need to start your day. Grab a cup of copy, and stay in the loop!

Author

Tom Fox

Episodes

December 4, 2021 the SPACs Going South Edition 04.12.2021 7:14

In today’s edition of Daily Compliance News: Son of Panamanian President pleads guilty in cont’d fallout from Odebrecht corruption case . (WSJ) Senate confirms new sanctions chief. (WSJ) What happens when a SPAC goes south. (NYT) Russia seeks fines on Google, FB based on annual turnover. (Reuters) Learn more about your ad choices. Visit megaphone.fm/adchoices

December 3, 2021 the Recidivists on Notice Edition 03.12.2021 6:17

In today’s edition of Daily Compliance News: · DOJ reaffirms recidivists are on notice. (WSJ) · Didi de-listing in US. (Bloomberg) · Current and former SEC Chiefs trade tips on crypto. (NYT) · Did Purdue Pharmacy wrongly hide assets in bankruptcy? (Reuters) Learn more about your ad choices. Visit megaphone.fm/adchoices

December 2, 2021 the Verifiable Proof Edition 02.12.2021 7:15

In today’s edition of Daily Compliance News: · EU wants ‘verifiable proof’ Peng is safe. (SI.com) · Corruption preventing Texas from fixing its broken power grid. (MSNBC) · Elizabeth Holmes admits ‘mistakes were made’ even by her. (NYT) · Myanmar lays out new corruption charges. (CNN) Learn more about your ad choices. Visit megaphone.fm/adchoices

December 1, 2021 the Low-Level Disgruntled Employee Edition 01.12.2021 6:15

In today’s edition of Daily Compliance News: · What will CFIUS do? (Reuters) · Facebook ordered to divest Giphy by UK competition regulator. (TechCrunch) · Elizabeth Holmes refers to Theranos whistleblower as “a low-level disgruntled employee”. (WSJ) · Ex CFPB boss under consideration to oversee Fed. (Bloomberg) Learn more about your ad choices. Visit megaphone.fm/adchoices

November 30, 2021 the New Blood Diamonds edition 30.11.2021 7:17

In today’s edition of Daily Compliance News: · IDB debars Belgium engineering company for fraud and corruption. (FCPA Blog) · Are batteries the new blood diamonds? (NYT) · Esper sues DoD over book redactions. (WSJ) · NY highest court holds disgorgement is not a penalty. (D&O Diary) Learn more about your ad choices. Visit megaphone.fm/adchoices

November 29, 2021 the Sports in China edition 29.11.2021 7:17

In today’s edition of Daily Compliance News: · Uber illegal spying scandal was false. (NYT) · Sports getting tougher in China. (NYT) · New crypto regs coming. (WaPo) · Notice of termination can support claim of discrimination. (Reuters) Learn more about your ad choices. Visit megaphone.fm/adchoices

November 27, 2021 the Death of a Titan edition 27.11.2021 7:17

In today’s edition of Daily Compliance News: · Legal challenges muddy mandate waters. (WSJ) · Stephen Sondheim dies. (Bloomberg) · Meet Omicron. (WSJ) · Risk management for supply chain. (WSJ) Learn more about your ad choices. Visit megaphone.fm/adchoices

November 26, 2021 the Corruption Goes to Hollywood edition 26.11.2021 7:18

In today’s edition of Daily Compliance News: · SBM Offshore fined for failure to prevent corruption. (TheComplianceLady) · TV series on 1MDB coming. (NYT) · Interpol sinks even lower. (WSJ) · Credit Suisse still hiding US citizens accounts, according to witnesses. (SwissInfo) Learn more about your ad choices. Visit megaphone.fm/adchoices

November 24, 2021 the What Could Go Wrong edition 24.11.2021 7:18

In today’s edition of Daily Compliance News: · Pemex takes over Shell refinery outside Houston. What could go wrong? (Houston Chronicle) · Regulators raise cap requirements for bank. (NYT) · Pharmacies found guilty in furthering opioid crisis. (WSJ) · Fat Leonard talks. (Stars and Stripes) Learn more about your ad choices. Visit megaphone.fm/adchoices

November 23, 2021 the High Stakes edition 23.11.2021 7:18

In today’s edition of Daily Compliance News: · What’s behind the Dimon/Musk feud? (WSJ) · The stakes for Holmes. (NYT) · Civil crackdown on corrupt BODs in China. (Bloomberg) · AMLO has little to show in the fight against corruption. (FT) Learn more about your ad choices. Visit megaphone.fm/adchoices

November 22, 2021 the Why Corruption edition 22.11.2021 7:18

In today’s edition of Daily Compliance News: · Will Activism CEO resign? (WSJ) · Office reopening gets trickier. (WSJ) · Banks must promptly report cyber breaches. (Reuters) · Why do some become corrupt? (Foreign Policy) Learn more about your ad choices. Visit megaphone.fm/adchoices

November 20, 2021 the Morality and Machine Learning edition 20.11.2021 7:20

In today’s edition of Daily Compliance News: · Business groups challenge FTC. (WSJ) · Will Holmes testify? (WSJ) · Rampant sexual harassment at Tesla? (Bloomberg) · Morality and machine learning. (NYT) Learn more about your ad choices. Visit megaphone.fm/adchoices

November 19, 2021 the Banks as Watchdogs edition 19.11.2021 6:18

In today’s edition of Daily Compliance News: · Banks to watch out for environmental crimes evidence. (WSJ) · Warren asks SEC to investigate Trump SPAC deal. (Reuters) · Corruption expert sentenced for AML. (NYT) · State AGs open investigation into Instagram. (NYT) Learn more about your ad choices. Visit megaphone.fm/adchoices

November 17, 2021 the FTC Investigates edition 18.11.2021 7:18

In today’s edition of Daily Compliance News: · $750MM lawsuit filed in Astroworld tragedy. (Houston Chronicle) · Illumina defends Grail deal. (Reuters) · FTC to investigate energy company conduct. (NYT) · Another guilty plea in Odebrecht case. (WSJ) Learn more about your ad choices. Visit megaphone.fm/adchoices

November 17, 2021 the He Knew All Along edition 17.11.2021 7:18

In today’s edition of Daily Compliance News: · What is weather risk? (Houston Chronicle) · Activism CEO knew all along. (WSJ) · JPMorgan says Tesla owes it $167MM. (NYT) · How bad is corruption? (The Guardian) Learn more about your ad choices. Visit megaphone.fm/adchoices

November 16, 2021 the Retro is Cool edition 16.11.2021 7:18

In today’s edition of Daily Compliance News: · Seller’s remorse (they bought me and were mean). (WSJ) · Retro is cool again. (WSJ) · SFO outgunned. (Bureau of Investigative Journalism) · No more Royal Dutch. (NYT) Learn more about your ad choices. Visit megaphone.fm/adchoices

November 15, 2021 the Sleazy, Not Corrupt edition 15.11.2021 7:17

In today’s edition of Daily Compliance News: · UK sleazy, not corrupt. (TheGuardian) · Jon Gruden sues NFL. (WSJ) · MBAs adding ESG. (NYT) · Time to resign? (WaPo) Learn more about your ad choices. Visit megaphone.fm/adchoices

November 13, 2021 the Snow White edition 13.11.2021 7:17

In today’s edition of Daily Compliance News: · Chang to face US corruption charges. (NYT) · Venezuelan judge grants appeal to Citgo 6. (The Hill) · New UK law on AML requested. (Bloomberg) · Jes Staley had 1200 emails with Jeffrey Epstein. (FT) Learn more about your ad choices. Visit megaphone.fm/adchoices

November 12, 2021 the Post Pandemic Office Etiquette edition 12.11.2021 6:17

In today’s edition of Daily Compliance News: · Don't be that guy in the office. (WSJ) · Dangers of a Chinese takeover. (WSJ) · SEC halts registration. (WSJ) · Binance to become a brick and mortar company. (WSJ) Learn more about your ad choices. Visit megaphone.fm/adchoices

November 11, 2021 the Poppy Fields edition 11.11.2021 7:17

In today’s edition of Daily Compliance News: · Uber sued for violating ADA. (WSJ) · Ozy under investigation. (NYT) · World’s most heavily fined bank says it has reformed. (WSJ) · UK SCt blocks class action against Google. (Reuters) Learn more about your ad choices. Visit megaphone.fm/adchoices

November 10, 2021 the Are You Effing Kidding Me edition 10.11.2021 7:17

In today’s edition of Daily Compliance News: · Adam Neumann is still Adam Neumann. (NYT) · Librarian files request for NPAs. (Reuters) · Congress wants NFL emails. (WSJ) · BoJo integrity questioned. (Reuters) Learn more about your ad choices. Visit megaphone.fm/adchoices

November 9, 2021 the Stupid Texts edition 09.11.2021 7:17

In today’s edition of Daily Compliance News: · McDonald’s CEO in hot water over texts. (WSJ) · South African whistleblower flees country. (YaHooNews) · Corruption hurdle in climate change fight. (YaHooNews) · Rogers gets his company back. (Bloomberg) Learn more about your ad choices. Visit megaphone.fm/adchoices

November 8, 2021 the Leading with Love edition 08.11.2021 7:17

In today’s edition of Daily Compliance News: · Trying to fix PG&E. (WSJ) · New SEC whistleblower chief. (WSJ) · Return of Willard? (WaPo) · Environmental hero or legal outlaw? (NYT) Learn more about your ad choices. Visit megaphone.fm/adchoices

November 5, 2021 the Boeing Settles (again) edition 06.11.2021 7:28

In today’s edition of Daily Compliance News: · Boeing settles shareholder action for $225MM. (WSJ) · SEC approach to FCPA enforcement similar to DOJ. (WSJ) · Blockchain.com hires 1st CCO. (WSJ) · Unaoil invested corrupt monies into UK. (UK) Learn more about your ad choices. Visit megaphone.fm/adchoices

November 5, 2021 Vaccination Rate edition 05.11.2021 7:28

In today’s edition of Daily Compliance News: · Gensler says crypto needs regulatory framework. (WSJ) · It was a build up of dysfunction (Rush accidental shooting). (WaPo) · Tyson Foods gets 96% employee vaccination rate. (NYT) · ANC suffers worst election defeat due to cont’d corruption. (Reuters) Learn more about your ad choices. Visit megaphone.fm/adchoices