Tom Fox

Daily Compliance News

News EN ↓ 2112 episodes

Start your morning with Tom Fox, the Compliance Evangelist, and Voice of Compliance, who updates you on what is happening in the world of compliance. In five minutes, Tom reviews four top compliance, corruption, or business ethics stories you need to start your day. Grab a cup of copy, and stay in the loop!

Author

Tom Fox

Episodes

April 11, 2022 the Don’t Piss Off a Federal Judge Edition 11.04.2022 7:09

In today’s edition of Daily Compliance News: · Don’t piss off a MDL judge. (Reuters) · Crypt wants stable regs. (WSJ) · Glass Lewis says no to Goldman CEO pay. (NYT) · Argentinian ambassador to Israel resigns after corruption conviction. (TimesofIsrael) Learn more about your ad choices. Visit megaphone.fm/adchoices

April 7, 2022 the Ng Trial Goes to Jury Edition 07.04.2022 7:22

In today’s edition of Daily Compliance News: · Roger Ng trial goes to the jury. (Reuters) · Ng jury asks to review his wife’s testimony. (Bloomberg) · Prosecution tries to rebut Ng defense and rehab Leissner. (Law360) · Prosecution message at close: convict even if you don’t believe Leissner. (NYT) Learn more about your ad choices. Visit megaphone.fm/adchoices

April 6, 2022 the Will He Reinstate Trump Edition 06.04.2022 6:22

In today’s edition of Daily Compliance News: · Elon Musk joins Twitter BOD. (WSJ) · PCAOB fines former KPMG audit head. (WSJ) · EU funding to Hungary at risk due to corruption. (FT) · Closing arguments in Roger Ng trial. (Law360) Learn more about your ad choices. Visit megaphone.fm/adchoices

April 5, 2022 the Is Corp Diversity Unconstitutional? Edition 05.04.2022 6:13

In today’s edition of Daily Compliance News: · Companies putting M&A on hold due to war. (WSJ) · CA corp diversity law ruled unconstitutional. (Reuters) · Is ESG contradictory? (FT) · Closing arguments begin in Roger Ng trial. (Reuters) Learn more about your ad choices. Visit megaphone.fm/adchoices

April 4, 2022 the Yale Missing $40MM Edition 04.04.2022 7:12

In today’s edition of Daily Compliance News: · S&P Global charged with sanctions violations. (WSJ) · Russian oligarchs trying to evade sanctions. (Reuters) · Pope backs corruption crackdown. (Religious News Service) · Yale employee embezzled $40MM. (NYT) Learn more about your ad choices. Visit megaphone.fm/adchoices

April 2, 2022 the Truth Shall Set You Free Edition 02.04.2022 6:12

In today’s edition of Daily Compliance News: · Rethinking using IP address to enforce sanctions. (WSJ) · The truth will set you free. (Bloomberg) · The most common types of corruption in South Africa. (Business Tech) · House to look into Amazon safety practices. (NYT) Learn more about your ad choices. Visit megaphone.fm/adchoices

April 1, 2022 the April Fool’s Edition 01.04.2022 7:12

In today’s edition of Daily Compliance News: · MarshMac UK sub garners Declination with Disgorgement. (WSJ) · Corruption a worldwide crisis. (Aeon) · SEC threatens to delist Chinese company over audit failings. (Insider) · ZTE whistleblower pens book on experience. (CCI) Learn more about your ad choices. Visit megaphone.fm/adchoices

March 31, 2022 the Health Hath No Fury Edition 31.03.2022 7:12

In today’s edition of Daily Compliance News: Ericsson shareholders livid. (ICIJ) Lawmakers want oligarch loophole closed. (NYT) SEC looking at additional SPAC requirements. (WSJ) Bill Ackerman stepping back from short selling. (WSJ) Learn more about your ad choices. Visit megaphone.fm/adchoices

March 30, 2022 the CFPB Roars Edition 30.03.2022 6:12

In today’s edition of Daily Compliance News: · CFPB want recidivist banks stripped of licenses. (NYT) · Coca-Cola scraps mandated diversity policy for outside law firms. (Bloomberg) · US sanctions regulators seek more funding. (WSJ) · Hybrid work model requires new thinking. (WaPo) Learn more about your ad choices. Visit megaphone.fm/adchoices

March 29, 2022 the More Likely Than Not Edition 29.03.2022 7:12

In today’s edition of Daily Compliance News: · Disney employees apparently speak for company. (NYT) · Corruption once again hamstringing Russian army. (Jerusalem Post) · Trump more likely than not guilty of felony. (WSJ) · Barclay’s in regulatory hot water again. (Reuters) Learn more about your ad choices. Visit megaphone.fm/adchoices

March 28, 2022 the No Conflicts Edition 28.03.2022 6:12

In today’s edition of Daily Compliance News: · H-GAG says it can’t enforce its own COI rules. (Houston Chronicle) · London insurance firms caught up in bribery probe. (Bloomberg) · Do you trust Google AI to review your medical records? (WSJ) · Another 3M loss in military ear plugs litigation. (Reuters) Learn more about your ad choices. Visit megaphone.fm/adchoices

March 26, 2022 the Data Transfer Edition 26.03.2022 7:21

In today’s edition of Daily Compliance News: · Microsoft whistleblower alleges years of bribe payments. (WSJ) · US and EU reach deal on data transfer. (WSJ) · Clarence Thomas’ wife supports insurrection. Does he? (WSJ) · Ericsson speak up increases. (Fierce Wireless) Learn more about your ad choices. Visit megaphone.fm/adchoices

March 25, 2022 the Digital Markets Act Edition 25.03.2022 6:21

In today’s edition of Daily Compliance News: · EU once again takes lead in regulating big tech. (NYT) · Ex-Prosecutor says Trump committed felonies. (WSJ) · Another SFO conviction tossed. (MLex) · Franchisees can be employee. (Reuters) Learn more about your ad choices. Visit megaphone.fm/adchoices

March 24, 2022 the Corporate and Regulatory Failure Edition 24.03.2022 7:21

In today’s edition of Daily Compliance News: · Ericsson CEO, CFO sued over Iraqi bribery allegations. (Reuters) · Boeing head test pilot found not guilty. (WSJ) · Feds claim $35MM In kickbacks to Roger Ng (Law360) · FirstEnergy ex-CEO and SVP orchestrated bribery scheme. (Reuters) Learn more about your ad choices. Visit megaphone.fm/adchoices

March 23, 2022 the Corruption in Gotham Edition 23.03.2022 7:11

In today’s edition of Daily Compliance News: · Why is Gotham City so corrupt? (MovieWeb) · SEC announces climate change risk disclosure regs. (Kerrville Daily Times) · Anti-corruption judge from Guatemala resigns and flee country. (NBC) · Sunny Balwani trial begins. (WSJ) Learn more about your ad choices. Visit megaphone.fm/adchoices

March 22, 2022 the Institutional Corruption Edition 22.03.2022 6:15

In today’s edition of Daily Compliance News: · Crypto an unlikely route for sanctions evasion. (WSJ) · Lebanese central bank chief charged with corruption. (WSJ) · Met still ‘institutionally corrupt’? (BBC) · Wells Fargo sued for red-lining. (Bloomberg) Learn more about your ad choices. Visit megaphone.fm/adchoices

March 21, 2022 the CCO Liability Edition 21.03.2022 7:15

In today’s edition of Daily Compliance News: · FINRA considers CCO liability. (WSJ) · Can Europe’s most corruption country be cleaned up? (The Guardian) · AMLO urges Pemex to clean up corruption. (Mexico News Daily) · Schlumberger, BH and Halliburton pull out of Russia. (Houston Chronicle) Learn more about your ad choices. Visit megaphone.fm/adchoices

March 19, 2022 the USAA Fined Edition 19.03.2022 7:15

In today’s edition of Daily Compliance News: · USAA fined over AML deficiencies. (WSJ) · Ex-Boeing pilot goes to trial over MAX 737 crashes. (WSJ) · Humphreys settles GSK lawsuit over investigation. (Times of London) · Ex-Honduran first lady convicted of corruption. (LATimes) Learn more about your ad choices. Visit megaphone.fm/adchoices

March 18, 2022 the IRS in the Oligarch Hunt Edition 18.03.2022 7:15

In today’s edition of Daily Compliance News: · IRS in on oligarch asset hunt. (NYT) · Blockchain for baseball investors. (Bloomberg) · Federal judge cautions hiring those who protest. (Reuters) · Corruption impacts almost half of Indian citizens. (Business Standard) Learn more about your ad choices. Visit megaphone.fm/adchoices

March 17, 2022 the World’s Most Ethical Companies Edition 17.03.2022 6:23

In today’s edition of Daily Compliance News: · Ethisphere announces 2022 World’s Most Ethical Companies. (Ethisphere Press Release) · Interpol has new center to fight financial crimes. (OCCRP) · SEC Commissioner Lee to step down. (Reuters) · Big 4 under regulatory scrutiny. (WSJ) Learn more about your ad choices. Visit megaphone.fm/adchoices

March 16, 2022 the Privacy Police Edition 16.03.2022 7:23

In today’s edition of Daily Compliance News: · California creating its Privacy Police. (NYT) · Resisting corruption. (PsychToday) · Exxon loses dismissal request. (Reuters) · Swedebank in AML hot water again. (WSJ) Learn more about your ad choices. Visit megaphone.fm/adchoices

March 15, 2022 the Compliance is Complicated Edition 15.03.2022 7:23

In today’s edition of Daily Compliance News: · Compliance is complicated in the shadow of Russia. (WSJ) · Tencent looking at big AML fine in China. (WSJ) · Corruption and death in Brazil’s imperial city. (FT) · Russia and managing political risk. (FCPA Blog) Learn more about your ad choices. Visit megaphone.fm/adchoices

March 14, 2022 the Call BoJo Edition 14.03.2022 7:23

In today’s edition of Daily Compliance News: · Blacklisted Taliban picked to lead Afghanistan Central Bank. (WSJ) · More Kazak corruption arrests. (USNews) · Can you believe a serial liar? (NYT) · Want to purchase Chelsea FC, call BoJo. (Retuers) Learn more about your ad choices. Visit megaphone.fm/adchoices

March 12, 2022 the Judge Wants to Know Edition 12.03.2022 7:23

In today’s edition of Daily Compliance News: · Deutsche Bank monitorship extended. (WSJ) · Judge wanted to know who at First Energy who paid bribes. (News-Herald) · Secret deal between Google and FB. (NYT) · Musk lawyer said $420 tweet truthful. (Bloomberg) Learn more about your ad choices. Visit megaphone.fm/adchoices

March 11, 2022 the Enablers Edition 11.03.2022 7:23

In today’s edition of Daily Compliance News: · Another BitMex founder pleads guilty. (WSJ) · Corruption stripping Cameroon? (Crux) · The Enablers of Russian oligarchs. (NYT) · Regime change in Pakistan? (Bloomberg) Learn more about your ad choices. Visit megaphone.fm/adchoices