Compliance Time

Send a Text Message to Denitsa and Compliance Time. This episode reads from FATF's  Money Laundering and Terrorist Financing Risks Arising from Migrant Smuggling from March 2022. The episode covers  Part Two:  ML/TF risks, investigations and international cooperation.   You can read the full report here: https://www.fatf-gafi.org/media/fatf/documents/ML-TF-Risks-Arising-from-Migrant-Smuggling...

Send a Text Message to Denitsa and Compliance Time. Guest on the podcast is the co-founder and CEO of Compliance.ai , Kayvan Alikhani. Kayvan has more than 25 years of experience in enterprise technology and now works in the RegTech industry. We are going to talk about regulations, technology and how to deal with the avalanche of regulatory changes without getting overwhelmed.  Briefly about Compl...

Send a Text Message to Denitsa and Compliance Time. This episode reads from FATF's  Money Laundering and Terrorist Financing Risks Arising from Migrant Smuggling from March 2022. The episode covers  Part One: Migrant Smuggling routes, flows and networks.   You can read the full report here: https://www.fatf-gafi.org/media/fatf/documents/ML-TF-Risks-Arising-from-Migrant-Smuggling.pdf Support t...

Send a Text Message to Denitsa and Compliance Time. Matt Kunkel, the CEO and co-founder of LogicGate, spoke on Compliance Time about Governance, Risk, and Compliance programs and the connections with ESG or Environmental, Social, and Governance.  Hear out about the trends in GRC, can blockchain technology help, what are the emerging risks, and more. About our guest: Matt Kunkel is the CEO and Co-F...

Send a Text Message to Denitsa and Compliance Time. This episode is on export controls and our guest is Donald Pearce. The recording was made prior to the Russian invasion of Ukraine when new sanctions and export controls were introduced, and surely we will try to have a separate discussion with Donald on that.  Donald Pearce is a retired Special Agent from the US Commerce Department's Bureau...

Send a Text Message to Denitsa and Compliance Time. Our guest in this episode is Marijo Samneh - a Lebanese legal, compliance, and anti-money laundering officer with a focus on banking and financial matters. In her 10 years career, Marijo worked as the head of compliance in a Lebanese financial institution, and a leading Lebanese subsidiary of a Swiss private bank where she established the complia...

Send a Text Message to Denitsa and Compliance Time. Today's episode is on one of the topics that we bring from last year into the new one - cybercrime. With ransomware on the rise, business accounts compromise, and malicious attacks, compliance professionals are more and more looking into learning about cybercrime, and how do cybercriminals act. In this episode, we spoke with Matt Cooper, a c...

Send a Text Message to Denitsa and Compliance Time. October is cybercrime awareness month and to take part in it, we recorded not one, but two cybercrime episodes!  In this episode guest is Corey White, the CEO and co-founder of Cyvatar. Corey White is a proven security industry veteran with more than twenty-five years of success building and implementing security strategies and leading consulting...

Send a Text Message to Denitsa and Compliance Time. In today's episode, we have a new book in focus called "Illicit Money: Financing terrorism in the 21st century". We spoke with the author - Jessica Davis, president of Insight Threat Intelligence. Jessica had an 18-year career in the Canadian government, with senior analytic roles at Canada’s financial intelligence unit, FINTRAC an...

Send a Text Message to Denitsa and Compliance Time. This episode is on trade compliance and our guest is Jochen Vankerckhoven. Jochen is a young compliance professional who loves to search for better ways to communicate compliance. He first struggled with the communication part of his job when making the switch from lawyer to in-house counsel, so he looked for better insights and tools on complian...

Send a Text Message to Denitsa and Compliance Time. In this episode, our guest is Alexander Dill. You may remember him from season 1. Alexander has worked in the finance industry since 1986. He is a lecturer in the University of Chicago’s Financial Mathematics Program and at the UCLA School of Law. Before joining UCLA in 2019, he was a Senior Research Fellow in the Institute for Compliance in Fina...

Send a Text Message to Denitsa and Compliance Time. The guest on Compliance Time podcast in this episode is Nick Turner and we will talk about sanctions - a topic which we have not yet covered on the show.  Nick is Of Counsel at Steptoe & Johnson in Hong Kong, where he specializes in economic sanctions, international regulation, and compliance. Prior to joining Steptoe, he served as a regional...

Send a Text Message to Denitsa and Compliance Time. This is a slightly different episode from what we usually do. We sat down with Oonagh van den Berg, the founder of RAW compliance, and we just had an awesome discussion about compliance. We both shared pieces of our stories and experiences with compliance, we spoke about diversity, culture, goals and KPIs, mentorship, and more.  More about my gue...

Send a Text Message to Denitsa and Compliance Time. In this episode you will hear about the connection between suspicious activity reports and asset recovery, and what does asset recovery need. Also, what can we learn from crypt assets and do they provide a blueprint?  Guest on Compliance Time is Aidan Larkin - the Founder of Asset Reality Ltd. He is a former Criminal Investigator for Her Majesty&...

Send a Text Message to Denitsa and Compliance Time. In this episode our guest is Erica Stanford - a serial entrepreneur in the cryptocurrency space. She launched "Cryptocurrency Simplified" in 2017, a leading educational platform that provides information on cryptocurrency, blockchain, tokenization and future tech in easy to understand language. Following that, she also launched and now...

Send a Text Message to Denitsa and Compliance Time. In this episode we are asking are we ready to experiment with compliance in order to make it better and more efficient? Can we implement different ways and use tools from other areas of business which would inspire compliance within the firm?  In this episode we are going to explore the connection between compliance and behavior science. Guest on...

Send a Text Message to Denitsa and Compliance Time. In this episode we will talk about insider trading - how it happens, how do people rationalize it and how compliance can help. Our guest sharing his experience with us is Tom Hardin.  Tom Hardin previously spent much of his career as a financial analyst in the U.S. In 2008, as part of a cooperation agreement with the U.S. Department of Justice, T...

Send a Text Message to Denitsa and Compliance Time. Guest in this episode is Robert Nordlander - the host of Fraud Fighter podcast, a former special agent 20 years of experience in fraud investigations, forensic accounting and criminal financial investigation.  As part of his career he has seized millions of dollars in assets, real estate, bank accounts, mutual funds, and vehicles by tracing the o...

Send a Text Message to Denitsa and Compliance Time. While working on Compliance Time season 2, we prepared for you this episode featuring all the great advices and recommendations of our last year guests on how to be better financial crime professional.  You will hear once more how to prepare for a career or promotion in compliance, the importance of learning and technology, how to understand risk...

Send a Text Message to Denitsa and Compliance Time. Guest of the podcast in episode 23 is Aaron Kahler - the founder of the Anti-Human Trafficking Intelligence Initiative (ATII). Aaron has more than 15 years experience in the Financial Crimes & Regulatory Compliance Advisory space. The Anti-Human Trafficking Intelligence Initiative (ATII) is a nonprofit that encourages financial institutions a...

Send a Text Message to Denitsa and Compliance Time. Guest of the podcast is Elliott Turner - a compliance professional, based in South Africa, with a passion for wildlife and the natural world. He spent the last 13 years guiding, advising and supporting top tier firms in the Banking, Investment Management and FinTech industries.  His passion for wildlife and the natural world, has given him the op...

Send a Text Message to Denitsa and Compliance Time. In this episode guest is Stephen Brent Sargent from Canada.  You may have already seen the amazing content he creates on LinkedIn and not only; or maybe you have met him on events, including his own "Ask Me Anything". He is also the creator of We Are On a Break podcast.  On top of being a cryptocurrency compliance expert, Stephen is als...

Send a Text Message to Denitsa and Compliance Time. Guest in the Episode is Alexander Dill - a Chicago-based scholar, university and in-house instructor, and advisor specializing in financial regulation, model risk management, and general risk management and compliance. He teaches at top US universities: at UCLA, in the School of Law and Anderson School of Management, and in the University of Chic...

Send a Text Message to Denitsa and Compliance Time. Compliance Time has now 19 episodes! Guest of the podcast in Episode 19 is Greg Pinn from Merlon.ai and our conversation will be all about adverse media screening. Greg has spent the last 12 years building AML and KYC products and services for financial institutions around the globe. During his time in compliance, he has run product and strategy...

Send a Text Message to Denitsa and Compliance Time. Our guest today is Sujata Dasgupta - the Global Head for Financial Crimes Compliance Advisory in Tata Consultancy Services Ltd. I had the pleasure to be a co-panelist with Sujata on an ACFCS webinar "Making the case for Ongoing KYC". We connected after the webinar and decided to create an amazing new Compliance Time episode together - c...